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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ARTEMIS WEALTH, LLC

CRD 139733

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b19cf67-55b0-db30-69ff-a4bbb6a97f19

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Nov 29, 2016
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $136MItem 5.F on the latest filing (2016-11-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $67.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 46
Custody, client assets: $0
SEC number: 801-66473
CRD: 139733
Filings on the tape: 11
First filed: Mar 28, 2012
Latest filed: Nov 29, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARTEMIS US CORPORATION	Owner	E	yes	05/2011	Mar 31, 2015	Nov 29, 2016
ARTEMIS US II CORPORATION	Owner	E	yes	05/2011	Mar 28, 2012	Nov 29, 2016
ARTEMIS US II LLC	MANAGING MEMBER	E	yes	06/2011	Mar 28, 2012	Nov 29, 2016
NADAL, MILES, SPENCER	Owner	E	yes	06/2007	Mar 28, 2012	Nov 29, 2016
ARTEMIS CORPORATION (ONTARIO)	Owner	E	no	06/2007	Nov 28, 2016	Nov 29, 2016
ARTEMIS INVESTMENT MANAGEMENT CORPORATION (ONTARIO)	Owner	E	no	06/2007	Nov 28, 2016	Nov 29, 2016
LAWLESS, SEAN, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	01/2016	Mar 28, 2012	Nov 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A. R. SCHMEIDLER & CO., INC.	n/a	Independent wealth	$2.7B	N	yes	n/a
ARS ADVISORS, LLC	n/a	Former SEC adviser	$296M	N	yes	n/a
ARTEMIS INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$133M	N	yes	n/a
PS MANAGEMENT, INC.	n/a	Former SEC adviser	$77.5M	N	yes	n/a
SOMERSET CAPITAL ADVISERS LLC	n/a	Former SEC adviser	$72.0M	N	yes	n/a
VESTCAP INVESTMENT MANAGEMENT INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Apr 1, 2016	$73.2M	$73.2M	2	1	n/a	n/a	n/a
2014	Mar 31, 2015	$83.7M	$83.7M	2	1	n/a	n/a	n/a
2013	Mar 26, 2014	$75.5M	$75.5M	2	1	n/a	n/a	n/a
2012	Mar 14, 2013	$77.0M	$77.0M	2	1	n/a	n/a	n/a
2011	Mar 28, 2012	$91.7M	$91.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$136M	$83.7M	62.7%	$77.0M	21.0%	2	2	n/a	n/a

Relationships

Affiliated with (9)

→ SOMERSET CAPITAL ADVISERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PS MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARTEMIS INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARS INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← SOMERSET CAPITAL ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
← PS MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← ARTEMIS INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← ARS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← NADAL, MILES, SPENCEROwnerOWNER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← ARTEMIS US CORPORATIONOwnerOWNER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← ARTEMIS US II CORPORATIONOwnerOWNER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (3)

← LAWLESS, SEAN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← ARTEMIS CORPORATION (ONTARIO)OwnerOWNER, ownership code E, foreign entity
Nov 28, 2016 to presentfactForm ADV
← ARTEMIS INVESTMENT MANAGEMENT CORPORATION (ONTARIO)OwnerOWNER, ownership code E, foreign entity
Nov 28, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b19cf67-55b0-db30-69ff-a4bbb6a97f19
First observed: Mar 28, 2012
Last observed: Nov 29, 2016 119 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTEMIS WEALTH, LLC

CRD 139733

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b19cf67-55b0-db30-69ff-a4bbb6a97f19

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARTEMIS US CORPORATION

Owner

yes

05/2011

Mar 31, 2015

Nov 29, 2016

ARTEMIS US II CORPORATION

Owner

yes

05/2011

Mar 28, 2012

Nov 29, 2016

ARTEMIS US II LLC

MANAGING MEMBER

yes

06/2011

Mar 28, 2012

Nov 29, 2016

NADAL, MILES, SPENCER

Owner

yes

06/2007

Mar 28, 2012

Nov 29, 2016

ARTEMIS CORPORATION (ONTARIO)

Owner

06/2007

Nov 28, 2016

Nov 29, 2016

ARTEMIS INVESTMENT MANAGEMENT CORPORATION (ONTARIO)

Owner

06/2007

Nov 28, 2016

Nov 29, 2016

LAWLESS, SEAN, DAVID

CHIEF COMPLIANCE OFFICER

01/2016

Mar 28, 2012

Nov 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

A. R. SCHMEIDLER & CO., INC.

n/a

Independent wealth

$2.7B

yes

n/a

ARS ADVISORS, LLC

n/a

Former SEC adviser

$296M

yes

n/a

ARTEMIS INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$133M

yes

n/a

PS MANAGEMENT, INC.

n/a

Former SEC adviser

$77.5M

yes

n/a

SOMERSET CAPITAL ADVISERS LLC

n/a

Former SEC adviser

$72.0M

yes

n/a

VESTCAP INVESTMENT MANAGEMENT INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Apr 1, 2016

$73.2M

n/a

2014

Mar 31, 2015

$83.7M

n/a

2013

Mar 26, 2014

$75.5M

n/a

2012

Mar 14, 2013

$77.0M

n/a

2011

Mar 28, 2012

$91.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$136M

$83.7M

62.7%

$77.0M

21.0%

n/a