DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ARTEMIS INVESTMENT MANAGEMENT LIMITED

CRD 153039

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ba3fb71-8d02-1211-c425-b30bdbb3fec5

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Nov 29, 2016
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Artemis Investment Management Limited

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $133MItem 5.F on the latest filing (2016-11-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $133M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 4
Accounts: 33
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $2.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $110M
SEC number: 801-71338
CRD: 153039
Filings on the tape: 10
First filed: Mar 29, 2012
Latest filed: Nov 29, 2016
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE ALPHA SCOUT FUND	Hedge Fund	$2.9M	Mar 28, 2013	9	Mar 29, 2012	dropped	n/a
ARTEMIS U.S. REAL ESTATE FUND LP	Real Estate Fund	$1.5M	Nov 29, 2016	12	Mar 28, 2013	reported	n/a
ARTEMIS US LEGAL FINANCE FUND	Other Private Fund	$1.1M	Nov 29, 2016	5	Mar 26, 2014	reported	n/a
ARTEMIS ASSET ALLOCATION FUND	Other Private Fund	$1.0M	Mar 26, 2014	160	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARTEMIS INVESTMENT MANAGEMENT CORPORATION	Owner	E	yes	06/2010	Mar 29, 2012	Nov 29, 2016
LAWLESS, SEAN, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	03/2012	Mar 29, 2012	Nov 29, 2016
MAUNDER, TREVOR, WILLIAM	CHIEF FINANCIAL OFFICER	Na	yes	12/2010	Mar 29, 2012	Nov 29, 2016
NADAL, MILES, SPENCER	Owner	E	yes	06/2010	Mar 29, 2012	Nov 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A. R. SCHMEIDLER & CO., INC.	n/a	Independent wealth	$2.7B	N	yes	n/a
ARS ADVISORS, LLC	n/a	Former SEC adviser	$296M	N	yes	n/a
ARTEMIS WEALTH, LLC	n/a	Former SEC adviser	$136M	N	yes	n/a
PS MANAGEMENT, INC.	n/a	Former SEC adviser	$77.5M	N	yes	n/a
SOMERSET CAPITAL ADVISERS LLC	n/a	Former SEC adviser	$72.0M	N	yes	n/a
PEERAGE REALTY	n/a	n/a	n/a	N	yes	n/a
VESTCAP INVESTMENT MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no
Toronto	n/a	Canada	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Apr 1, 2016	$173M	$173M	14	4	n/a	2	$2.6M
2014	Mar 31, 2015	$226M	$226M	7	3	n/a	2	$2.6M
2013	Mar 26, 2014	$220M	$220M	7	3	n/a	3	$3.6M
2012	Mar 28, 2013	$346M	$185M	7	3	n/a	3	$5.4M
2011	Mar 29, 2012	$227M	$50.0M	n/a	n/a	n/a	2	$8.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$133M	$226M	-41.4%	$346M	-27.4%	14	7	n/a	n/a

Relationships

Affiliated with (10)

← ARS INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SOMERSET CAPITAL ADVISERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PS MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARTEMIS WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARS INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← SOMERSET CAPITAL ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
← PS MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ARTEMIS WEALTH, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ARS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (4)

→ ARTEMIS US LEGAL FINANCE FUNDPrivate fundOther Private Fund, IA
Mar 26, 2014 to presentfactForm ADV
→ ARTEMIS U.S. REAL ESTATE FUND LPPrivate fundReal Estate Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ ARTEMIS ASSET ALLOCATION FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 26, 2014factForm ADV
→ THE ALPHA SCOUT FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 28, 2013factForm ADV

Controls (4)

← MAUNDER, TREVOR, WILLIAMOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← NADAL, MILES, SPENCEROwnerOWNER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← LAWLESS, SEAN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← ARTEMIS INVESTMENT MANAGEMENT CORPORATIONOwnerOWNER, ownership code E, foreign entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ba3fb71-8d02-1211-c425-b30bdbb3fec5
First observed: Mar 29, 2012
Last observed: Nov 29, 2016 119 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTEMIS INVESTMENT MANAGEMENT LIMITED

CRD 153039

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ba3fb71-8d02-1211-c425-b30bdbb3fec5

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE ALPHA SCOUT FUND

Hedge Fund

$2.9M

Mar 28, 2013

Mar 29, 2012

dropped

n/a

ARTEMIS U.S. REAL ESTATE FUND LP

Real Estate Fund

$1.5M

Nov 29, 2016

Mar 28, 2013

reported

n/a

ARTEMIS US LEGAL FINANCE FUND

Other Private Fund

$1.1M

Nov 29, 2016

Mar 26, 2014

reported

n/a

ARTEMIS ASSET ALLOCATION FUND

Other Private Fund

$1.0M

Mar 26, 2014

160

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARTEMIS INVESTMENT MANAGEMENT CORPORATION

Owner

yes

06/2010

Mar 29, 2012

Nov 29, 2016

LAWLESS, SEAN, DAVID

CHIEF COMPLIANCE OFFICER

yes

03/2012

Mar 29, 2012

Nov 29, 2016

MAUNDER, TREVOR, WILLIAM

CHIEF FINANCIAL OFFICER

yes

12/2010

Mar 29, 2012

Nov 29, 2016

NADAL, MILES, SPENCER

Owner

yes

06/2010

Mar 29, 2012

Nov 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

A. R. SCHMEIDLER & CO., INC.

n/a

Independent wealth

$2.7B

yes

n/a

ARS ADVISORS, LLC

n/a

Former SEC adviser

$296M

yes

n/a

ARTEMIS WEALTH, LLC

n/a

Former SEC adviser

$136M

yes

n/a

PS MANAGEMENT, INC.

n/a

Former SEC adviser

$77.5M

yes

n/a

SOMERSET CAPITAL ADVISERS LLC

n/a

Former SEC adviser

$72.0M

yes

n/a

PEERAGE REALTY

n/a

yes

n/a

VESTCAP INVESTMENT MANAGEMENT INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Toronto

n/a

Canada

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Apr 1, 2016

$173M

n/a

$2.6M

2014

Mar 31, 2015

$226M

n/a

$2.6M

2013

Mar 26, 2014

$220M

n/a

$3.6M

2012

Mar 28, 2013

$346M

$185M

n/a

$5.4M

2011

Mar 29, 2012

$227M

$50.0M

n/a

$8.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$133M

$226M

-41.4%

$346M

-27.4%

n/a