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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PS MANAGEMENT, INC.

CRD 138819

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:714e59ee-59bb-a198-1ea3-9a66ba1af1ea

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Nov 29, 2016
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $77.5MItem 5.F on the latest filing (2016-11-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $77.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $77.5Mgross asset value as reported per fund; never fund size
Custody, client assets: $77.5M
SEC number: 801-65380
CRD: 138819
Filings on the tape: 7
First filed: Mar 23, 2012
Latest filed: Nov 29, 2016
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARTEMIS U.S. CORPORATION	SOLE OWNER	E	yes	12/2013	Mar 26, 2014	Nov 29, 2016
NADAL, MILES, SPENCER	SOLE OWNER	E	yes	02/2010	Mar 26, 2014	Nov 29, 2016
ARTEMIS CORPORATION (ONTARIO)	SOLE OWNER	E	no	02/2010	Nov 28, 2016	Nov 29, 2016
ARTEMIS INVESTMENT MANAGEMENT CORPORATION (ONTARIO)	SOLE OWNER	E	no	02/2010	Nov 28, 2016	Nov 29, 2016
LAWLESS, SEAN, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	01/2016	Apr 1, 2016	Nov 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A. R. SCHMEIDLER & CO., INC.	n/a	Independent wealth	$2.7B	N	yes	n/a
ARS ADVISORS, LLC	n/a	Former SEC adviser	$296M	N	yes	n/a
ARTEMIS WEALTH, LLC	n/a	Former SEC adviser	$136M	N	yes	n/a
ARTEMIS INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$133M	N	yes	n/a
SOMERSET CAPITAL ADVISERS LLC	n/a	Former SEC adviser	$72.0M	N	yes	n/a
VESTCAP INVESTMENT MANAGEMENT	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Apr 1, 2016	$76.5M	$76.5M	9	2	n/a	1	$140M
2014	Mar 31, 2015	$117M	$117M	9	2	n/a	1	$140M
2013	Mar 26, 2014	$140M	$140M	9	2	n/a	1	$140M
2012	Mar 28, 2013	$168M	$168M	6	1	n/a	1	$168M
2011	Mar 23, 2012	$146M	$146M	n/a	n/a	n/a	1	$146M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$77.5M	$117M	-33.6%	$168M	-22.7%	1	9	n/a	n/a

Relationships

Affiliated with (9)

→ SOMERSET CAPITAL ADVISERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARTEMIS WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARTEMIS INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARS INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← SOMERSET CAPITAL ADVISERS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ARTEMIS WEALTH, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ARTEMIS INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← ARS ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (2)

← NADAL, MILES, SPENCEROwnerSOLE OWNER, ownership code E, individual
Mar 26, 2014 to presentfactForm ADV
← ARTEMIS U.S. CORPORATIONOwnerSOLE OWNER, ownership code E, domestic entity
Mar 26, 2014 to presentfactForm ADV

Owns (3)

← LAWLESS, SEAN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 1, 2016 to presentfactForm ADV
← ARTEMIS CORPORATION (ONTARIO)OwnerSOLE OWNER, ownership code E, foreign entity
Nov 28, 2016 to presentfactForm ADV
← ARTEMIS INVESTMENT MANAGEMENT CORPORATION (ONTARIO)OwnerSOLE OWNER, ownership code E, foreign entity
Nov 28, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:714e59ee-59bb-a198-1ea3-9a66ba1af1ea
First observed: Mar 23, 2012
Last observed: Nov 29, 2016 119 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PS MANAGEMENT, INC.

CRD 138819

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:714e59ee-59bb-a198-1ea3-9a66ba1af1ea

Data as of Nov 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARTEMIS U.S. CORPORATION

SOLE OWNER

yes

12/2013

Mar 26, 2014

Nov 29, 2016

NADAL, MILES, SPENCER

SOLE OWNER

yes

02/2010

Mar 26, 2014

Nov 29, 2016

ARTEMIS CORPORATION (ONTARIO)

SOLE OWNER

02/2010

Nov 28, 2016

Nov 29, 2016

ARTEMIS INVESTMENT MANAGEMENT CORPORATION (ONTARIO)

SOLE OWNER

02/2010

Nov 28, 2016

Nov 29, 2016

LAWLESS, SEAN, DAVID

CHIEF COMPLIANCE OFFICER

01/2016

Apr 1, 2016

Nov 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

A. R. SCHMEIDLER & CO., INC.

n/a

Independent wealth

$2.7B

yes

n/a

ARS ADVISORS, LLC

n/a

Former SEC adviser

$296M

yes

n/a

ARTEMIS WEALTH, LLC

n/a

Former SEC adviser

$136M

yes

n/a

ARTEMIS INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$133M

yes

n/a

SOMERSET CAPITAL ADVISERS LLC

n/a

Former SEC adviser

$72.0M

yes

n/a

VESTCAP INVESTMENT MANAGEMENT

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Apr 1, 2016

$76.5M

n/a

$140M

2014

Mar 31, 2015

$117M

n/a

$140M

2013

Mar 26, 2014

$140M

n/a

$140M

2012

Mar 28, 2013

$168M

n/a

$168M

2011

Mar 23, 2012

$146M

n/a

$146M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$77.5M

$117M

-33.6%

$168M

-22.7%

n/a