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Advisor at OSAIC ADVISORY SERVICES, LLC
MAYFIELD HEIGHTS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | MAYFIELD HEIGHTS, OH | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Mar 1, 2021 | Nov 8, 2024 | no | MEDINA, OH|MAYFIELD HEIGHTS, OH|MAYFIELD HTS, OH | Previous registration |
| CEDAR BROOK GROUP | Former SEC adviser | Mar 1, 2018 | Mar 16, 2021 | no | CLEVELAND, OH | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 8, 2008 | Apr 3, 2019 | no | MAYFIELD HEIGHTS, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | May 23, 2000 | Jan 24, 2008 | no | CLEVELAND, OH|ORANGE VILLAGE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CEDAR BROOK GROUP | ARBOR POINT ADVISORS | Mar 16, 2021 | Mar 1, 2021 | -15 | Firm change | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | CEDAR BROOK GROUP | Apr 3, 2019 | Mar 1, 2018 | -398 | Firm change after gap | Other |
| OSAIC FA, INC. | SECURITIES AMERICA ADVISORS, INC. | Jan 24, 2008 | Feb 8, 2008 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290670:165127:OH:2021-03-16 | Mar 16, 2021 | Mar 1, 2021 | CLEVELAND, OH | Firm change |
| 110518:290670:OH:2019-04-03 | Apr 3, 2019 | Mar 1, 2018 | MAYFIELD HEIGHTS, OH | Firm change after gap |