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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

John Fischer

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:1b7ae467-1dc3-2999-cb02-0950d5656584

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 10, 2004
First registration: Jun 6, 2014
Dual registered: yes, broker-dealer
Other names: John Michael Fischer
IAPD individual key: 4826980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 8, 2026	n/a	yes	SAINT LOUIS, MO	Current employment
LARSON FINANCIAL GROUP, LLC	Bd affiliated wealth	Nov 3, 2025	Nov 18, 2025	no	SAINT LOUIS, MO\|SAINT LOUIS, MO	Previous registration
MOSAIC WEALTH	Independent wealth	Jan 4, 2022	Sep 19, 2023	no	ST. LOUIS, MO	Previous registration
MOSAIC FAMILY WEALTH, LLC	Former SEC adviser	Jul 13, 2021	Jan 3, 2022	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
VISIONARY WEALTH ADVISORS, LLC	Independent wealth	Apr 20, 2016	Jun 2, 2021	no	ST. LOUIS, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 6, 2014	Apr 4, 2016	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LARSON FINANCIAL GROUP, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 18, 2025	Jan 8, 2026	51	Firm change	Other
MOSAIC WEALTH	LARSON FINANCIAL GROUP, LLC	Sep 19, 2023	Nov 3, 2025	776	Firm change after gap	RIA to ibd
MOSAIC FAMILY WEALTH, LLC	MOSAIC WEALTH	Jan 3, 2022	Jan 4, 2022	1	Firm change	RIA to new firm
VISIONARY WEALTH ADVISORS, LLC	MOSAIC FAMILY WEALTH, LLC	Jun 2, 2021	Jul 13, 2021	41	Firm change	RIA to RIA
STIFEL, NICOLAUS & COMPANY, INCORPORATED	VISIONARY WEALTH ADVISORS, LLC	Apr 4, 2016	Apr 20, 2016	16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170923:317377:MO:2022-01-03	Jan 3, 2022	Jan 4, 2022	ST LOUIS, MO	Firm change

Relationships

Registered with (6)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ LARSON FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 3, 2025 to Nov 18, 2025factForm ADV
→ MOSAIC WEALTHRegistered adviserregistration: previous registration
Jan 4, 2022 to Sep 19, 2023factForm ADV
→ MOSAIC FAMILY WEALTH, LLCRegistered adviserregistration: previous registration
Jul 13, 2021 to Jan 3, 2022factForm ADV
→ VISIONARY WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 20, 2016 to Jun 2, 2021factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jun 6, 2014 to Apr 4, 2016factForm ADV

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
John Fischer left Larson Financial Group, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-01-08)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2023
Advisor changed firm
John Fischer left Mosaic Wealth for Larson Financial Group, Llc (registered 2025-11-03)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2022
Advisor changed firm
John Fischer left Mosaic Family Wealth, Llc for Mosaic Wealth (registered 2022-01-04)
Form ADVobserved 6 days ago