DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Fischer

Northwestern Mutual Investment Services,LLCno RAUMSaint Louis, Modual registrantIAPD 4826980

Feed of 09/14/2026

Also filed as John Michael Fischer

At current firm

0 y

since Jan 8, 2026

In the industry

21 y

since Dec 10, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Northwestern Mutual Investment Services,LLC no RAUM current
since Jan 8, 2026 · Saint Louis, Mo
Larson Financial Group, LLC BD affiliated
Nov 3, 2025 to Nov 18, 2025 · Saint Louis, Mo
Mosaic Wealth independent RIA
Jan 4, 2022 to Sep 19, 2023 · St. Louis, Mo
Mosaic Family Wealth, LLC former
Jul 13, 2021 to Jan 3, 2022 · St. Louis, Mo
Visionary Wealth Advisors, LLC independent RIA
Apr 20, 2016 to Jun 2, 2021 · St. Louis, Mo
Stifel, Nicolaus & Company, Incorporated national BD
Jun 6, 2014 to Apr 4, 2016 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Larson Financial Group, LLC to Northwestern Mutual Investment Services,LLC
left Nov 18, 2025, registered Jan 8, 2026 (51 days) · Other
Mosaic Wealth to Larson Financial Group, LLC
left Sep 19, 2023, registered Nov 3, 2025 (776 days) · RIA to affiliated broker-dealer or bank
Mosaic Family Wealth, LLC to Mosaic Wealth
left Jan 3, 2022, registered Jan 4, 2022 (1 days) · RIA to a newly registered adviser · moved with a team
Visionary Wealth Advisors, LLC to Mosaic Family Wealth, LLC
left Jun 2, 2021, registered Jul 13, 2021 (41 days) · RIA to RIA
Stifel, Nicolaus & Company, Incorporated to Visionary Wealth Advisors, LLC
left Apr 4, 2016, registered Apr 20, 2016 (16 days) · Other

Signals

John Fischer left Larson Financial Group, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-01-08)
Nov 18, 2025 · Advisor changed firm · fact
John Fischer left Mosaic Wealth for Larson Financial Group, Llc (registered 2025-11-03)
Sep 19, 2023 · Advisor changed firm · fact
John Fischer left Mosaic Family Wealth, Llc for Mosaic Wealth (registered 2022-01-04)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address