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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

NORTHSTAR, NORTHSTAR ASSET MANAGEMENT GROUP

NSAM US LLC, CRD 167232

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b7f69b4-b011-a4a7-baa2-a3fb3c56cf9f

Data as of Feb 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 1
On other graphs: 0
Observed: May 15, 2014 to Feb 6, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $24BItem 5.F on the latest filing (2017-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 207
Advisory employees: 85
Accounts: 6
Custody, client assets: $1.5B
SEC number: 801-79790
CRD: 167232
Filings on the tape: 12
First filed: May 15, 2014
Latest filed: Feb 6, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURGESS, ANTONIA	DIRECTOR OF THE JERSEY RELYING ADVISERS	Na	yes	06/2014	May 15, 2014	Feb 6, 2017
CNI ADVISOR HOLDINGS, LLC	SHAREHOLDER OF JERSEY REALYING ADVISORS	E	yes	01/2017	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL INVESTMENT ADVISORS, LLC	Member	E	yes	01/2017	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL INVESTMENT ADVISORS, LLC	Member	E	yes	01/2017	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL INVESTMENT HOLDCO, LLC	Member	E	yes	04/2015	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL OP SUBSIDIARY, LLC	MEMBER, COLONY CAPITAL INVESTMENT HOLDCO, LLC	E	yes	04/2015	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL OP SUBSIDIARY, LLC	Member	E	yes	04/2015	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL OPERATING COMPANY, LLC	SOLE MEMBER, NSAM P-HOLDINGS, LLC	E	yes	01/2017	Feb 6, 2017	Feb 6, 2017
COLONY CAPITAL OPERATING COMPANY, LLC	Member	E	yes	04/2015	Feb 6, 2017	Feb 6, 2017
COLONY NORTHSTAR, INC.	Member	E	yes	04/2015	Feb 6, 2017	Feb 6, 2017
FLAHERTY, JAMES, FRANCIS	LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP	Na	yes	06/2014	May 15, 2014	Feb 6, 2017
GILBERT, DANIEL, ROSS	DIR, COLONY NORTHSTAR BERMUDA; DIR, JERSEY RELYING ADVISERS; DIR. COLONY NORTHSTAR UK LTD	Na	yes	06/2014	Jul 1, 2014	Feb 6, 2017
HAMAMOTO, DAVID, TAKASHI	EXECUTIVE VICE CHAIRMAN OF COLONY NORTHSTAR, INC.	Na	yes	01/2017	Mar 30, 2016	Feb 6, 2017
HEALTHCARE JV GP, LLC	GENERAL PARTNER OF HEALTHCARE OPPORTUNITY JV, LP	Na	yes	06/2014	May 15, 2014	Feb 6, 2017
MACARTHUR, GRAEME	DIRECTOR OF THE JERSEY RELYING ADVISERS	Na	yes	06/2014	May 15, 2014	Feb 6, 2017
NSAM P-HOLDINGS, LLC	LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP	C	yes	06/2014	Oct 28, 2014	Feb 6, 2017
SCHWARTZMAN, LEON	CHIEF COMPLIANCE OFFICER OF COLONY CAPITAL INVESTMENT ADVISORS, LLC	Na	yes	04/2015	Feb 6, 2017	Feb 6, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 46

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SINCLAIR GROUP INC	n/a	Former SEC adviser	$127M	N	yes	n/a
CNI CCEF ADVISORS, LLC	n/a	Former SEC adviser	$2.0M	N	yes	n/a
CFSSG REAL ESTATE PARTNERS I, LLC	n/a	n/a	n/a	N	yes	n/a
CFSSG REAL ESTATE PARTNERS II, LLC	n/a	n/a	n/a	N	yes	n/a
CIF-H GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIF-V GP, LLC	n/a	n/a	n/a	N	yes	n/a
HEALTHCARE OPPORTUNITY JV, LP	n/a	n/a	n/a	N	yes	n/a
JDPT MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
LAKE ERIE REAL ESTATE GENERAL PARTNER LIMITED	n/a	n/a	n/a	N	yes	n/a
LAKE TAHOE GP, LLC	n/a	n/a	n/a	N	yes	n/a
LAKE TAHOE II GP, LLC	n/a	n/a	n/a	N	yes	n/a
LAKE TAHOE III GP, LLC	n/a	n/a	n/a	N	yes	n/a
NORTHSTAR ASSET MANAGEMENT GROUP INC.	n/a	n/a	n/a	Y	no	n/a
NORTHSTAR ASSET MANAGEMENT UK, LTD. (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NORTHSTAR SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
NSAM B-RECF LTD	n/a	n/a	n/a	N	yes	n/a
NSAM BERMUDA, LTD. (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM D-FCVP LLC (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM J-NRE LTD (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM J-NRF LTD (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM J-NS/RXR LTD (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM J-NSHC LTD (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM J-NSI LTD (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM J-NSII LTD. (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM LUXEMBOURG S.AR.L. (RELYING ADVISER)	n/a	n/a	n/a	N	yes	n/a
NSAM US-RECF, LLC	n/a	n/a	n/a	N	yes	n/a
PENN SQUARE MANAGER I, LLC	n/a	n/a	n/a	N	yes	n/a
PENN SQUARE MANAGER II, LLC	n/a	n/a	n/a	N	yes	n/a
PGOF MANAGER I, LLC	n/a	n/a	n/a	N	yes	n/a
SA SPECIAL SITUATIONS GENERAL PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a
SILVER MOUNTAIN MANAGEMENT A/Q, LLC	n/a	n/a	n/a	N	yes	n/a
SILVER MOUNTAIN MANAGEMENT T, LLC	n/a	n/a	n/a	N	yes	n/a
STRATEGIC MANAGER III, LLC	n/a	n/a	n/a	N	yes	n/a
THE KEY WEST SAXON GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
TOWNSEND ALPHA MANAGER I, LLC	n/a	n/a	n/a	N	yes	n/a
TOWNSEND ALPHA MANAGER II, LLC	n/a	n/a	n/a	N	yes	n/a
TOWNSEND HOLDINGS LLC	n/a	n/a	n/a	N	yes	n/a
TOWNSEND LAKE CONSTANCE GP, LTD.	n/a	n/a	n/a	N	yes	n/a
TOWNSEND REF GP, LLC	n/a	n/a	n/a	N	yes	n/a
TOWNSEND SO MANAGER I, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	n/a	no
GREENWOOD VILLAGE	Co	United States	n/a	no
Bethesda	Md	United States	n/a	no
L-2633 SENNINGERBERG	n/a	Luxembourg	n/a	no
London	n/a	United Kingdom	n/a	no
ST. HELIER	n/a	Jersey	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$24B	$24B	207	85	n/a	n/a	n/a
2014	Mar 31, 2015	$19B	$19B	160	80	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$24B	$19B	23.6%	n/a	n/a	207	160	n/a	n/a

Relationships

Affiliated with (6)

← TOWNSEND GROUP ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
← CNI CCEF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SINCLAIR GROUP INCRegistered adviserother investment adviser, common control
factForm ADV
→ CNI CCEF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NSAM US-RECF, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NSAM B-NPREF LTD.Registered adviserother investment adviser, common control
factForm ADV

Controls (14)

← HAMAMOTO, DAVID, TAKASHIOwnerEXECUTIVE VICE CHAIRMAN OF COLONY NORTHSTAR, INC., ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT ADVISORS, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 6, 2017 to presentfactForm ADV
← GILBERT, DANIEL, ROSSOwnerDIR, COLONY NORTHSTAR BERMUDA; DIR, JERSEY RELYING ADVISERS; DIR. COLONY NORTHSTAR UK LTD, ownership code NA, individual
Jul 1, 2014 to presentfactForm ADV
← FLAHERTY, JAMES, FRANCISOwnerLIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP, ownership code NA, individual
May 15, 2014 to presentfactForm ADV
← SCHWARTZMAN, LEONOwnerCHIEF COMPLIANCE OFFICER OF COLONY CAPITAL INVESTMENT ADVISORS, LLC, ownership code NA, individual
Feb 6, 2017 to presentfactForm ADV
← MACARTHUR, GRAEMEOwnerDIRECTOR OF THE JERSEY RELYING ADVISERS, ownership code NA, individual
May 15, 2014 to presentfactForm ADV
← BURGESS, ANTONIAOwnerDIRECTOR OF THE JERSEY RELYING ADVISERS, ownership code NA, individual
May 15, 2014 to presentfactForm ADV
← CNI ADVISOR HOLDINGS, LLCOwnerSHAREHOLDER OF JERSEY REALYING ADVISORS, ownership code E, domestic entity
Feb 6, 2017 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT HOLDCO, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 6, 2017 to presentfactForm ADV
← COLONY CAPITAL OP SUBSIDIARY, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 6, 2017 to presentfactForm ADV
← COLONY CAPITAL OPERATING COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 6, 2017 to presentfactForm ADV
← COLONY NORTHSTAR, INC.OwnerMEMBER, ownership code E, domestic entity
Feb 6, 2017 to presentfactForm ADV
← HEALTHCARE JV GP, LLCOwnerGENERAL PARTNER OF HEALTHCARE OPPORTUNITY JV, LP, ownership code NA, domestic entity
May 15, 2014 to presentfactForm ADV
← NSAM P-HOLDINGS, LLCOwnerLIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP, ownership code C, domestic entity
Oct 28, 2014 to presentfactForm ADV

Dated events

Occurred
May 15, 2014
First Form ADV filing
Northstar Realty Investment Advisor, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b7f69b4-b011-a4a7-baa2-a3fb3c56cf9f
First observed: May 15, 2014
Last observed: Feb 6, 2017 117 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHSTAR, NORTHSTAR ASSET MANAGEMENT GROUP

NSAM US LLC, CRD 167232

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b7f69b4-b011-a4a7-baa2-a3fb3c56cf9f

Data as of Feb 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURGESS, ANTONIA

DIRECTOR OF THE JERSEY RELYING ADVISERS

yes

06/2014

May 15, 2014

Feb 6, 2017

CNI ADVISOR HOLDINGS, LLC

SHAREHOLDER OF JERSEY REALYING ADVISORS

yes

01/2017

Feb 6, 2017

COLONY CAPITAL INVESTMENT ADVISORS, LLC

Member

yes

01/2017

Feb 6, 2017

COLONY CAPITAL INVESTMENT ADVISORS, LLC

Member

yes

01/2017

Feb 6, 2017

COLONY CAPITAL INVESTMENT HOLDCO, LLC

Member

yes

04/2015

Feb 6, 2017

COLONY CAPITAL OP SUBSIDIARY, LLC

MEMBER, COLONY CAPITAL INVESTMENT HOLDCO, LLC

yes

04/2015

Feb 6, 2017

COLONY CAPITAL OP SUBSIDIARY, LLC

Member

yes

04/2015

Feb 6, 2017

COLONY CAPITAL OPERATING COMPANY, LLC

SOLE MEMBER, NSAM P-HOLDINGS, LLC

yes

01/2017

Feb 6, 2017

COLONY CAPITAL OPERATING COMPANY, LLC

Member

yes

04/2015

Feb 6, 2017

COLONY NORTHSTAR, INC.

Member

yes

04/2015

Feb 6, 2017

FLAHERTY, JAMES, FRANCIS

LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP

yes

06/2014

May 15, 2014

Feb 6, 2017

GILBERT, DANIEL, ROSS

DIR, COLONY NORTHSTAR BERMUDA; DIR, JERSEY RELYING ADVISERS; DIR. COLONY NORTHSTAR UK LTD

yes

06/2014

Jul 1, 2014

Feb 6, 2017

HAMAMOTO, DAVID, TAKASHI

EXECUTIVE VICE CHAIRMAN OF COLONY NORTHSTAR, INC.

yes

01/2017

Mar 30, 2016

Feb 6, 2017

HEALTHCARE JV GP, LLC

GENERAL PARTNER OF HEALTHCARE OPPORTUNITY JV, LP

yes

06/2014

May 15, 2014

Feb 6, 2017

MACARTHUR, GRAEME

DIRECTOR OF THE JERSEY RELYING ADVISERS

yes

06/2014

May 15, 2014

Feb 6, 2017

NSAM P-HOLDINGS, LLC

LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP

yes

06/2014

Oct 28, 2014

Feb 6, 2017

SCHWARTZMAN, LEON

CHIEF COMPLIANCE OFFICER OF COLONY CAPITAL INVESTMENT ADVISORS, LLC

yes

04/2015

Feb 6, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SINCLAIR GROUP INC

n/a

Former SEC adviser

$127M

yes

n/a

CNI CCEF ADVISORS, LLC

n/a

Former SEC adviser

$2.0M

yes

n/a

CFSSG REAL ESTATE PARTNERS I, LLC

n/a

yes

n/a

CFSSG REAL ESTATE PARTNERS II, LLC

n/a

yes

n/a

CIF-H GP, LLC

n/a

yes

n/a

CIF-V GP, LLC

n/a

yes

n/a

HEALTHCARE OPPORTUNITY JV, LP

n/a

yes

n/a

JDPT MANAGER, LLC

n/a

yes

n/a

LAKE ERIE REAL ESTATE GENERAL PARTNER LIMITED

n/a

yes

n/a

LAKE TAHOE GP, LLC

n/a

yes

n/a

LAKE TAHOE II GP, LLC

n/a

yes

n/a

LAKE TAHOE III GP, LLC

n/a

yes

n/a

NORTHSTAR ASSET MANAGEMENT GROUP INC.

n/a

NORTHSTAR ASSET MANAGEMENT UK, LTD. (RELYING ADVISER)

n/a

yes

n/a

NORTHSTAR SECURITIES, LLC

n/a

yes

n/a

NSAM B-RECF LTD

n/a

yes

n/a

NSAM BERMUDA, LTD. (RELYING ADVISER)

n/a

yes

n/a

NSAM D-FCVP LLC (RELYING ADVISER)

n/a

yes

n/a

NSAM J-NRE LTD (RELYING ADVISER)

n/a

yes

n/a

NSAM J-NRF LTD (RELYING ADVISER)

n/a

yes

n/a

NSAM J-NS/RXR LTD (RELYING ADVISER)

n/a

yes

n/a

NSAM J-NSHC LTD (RELYING ADVISER)

n/a

yes

n/a

NSAM J-NSI LTD (RELYING ADVISER)

n/a

yes

n/a

NSAM J-NSII LTD. (RELYING ADVISER)

n/a

yes

n/a

NSAM LUXEMBOURG S.AR.L. (RELYING ADVISER)

n/a

yes

n/a

NSAM US-RECF, LLC

n/a

yes

n/a

PENN SQUARE MANAGER I, LLC

n/a

yes

n/a

PENN SQUARE MANAGER II, LLC

n/a

yes

n/a

PGOF MANAGER I, LLC

n/a

yes

n/a

SA SPECIAL SITUATIONS GENERAL PARTNER, LLC

n/a

yes

n/a

SILVER MOUNTAIN MANAGEMENT A/Q, LLC

n/a

yes

n/a

SILVER MOUNTAIN MANAGEMENT T, LLC

n/a

yes

n/a

STRATEGIC MANAGER III, LLC

n/a

yes

n/a

THE KEY WEST SAXON GROUP, LLC

n/a

yes

n/a

TOWNSEND ALPHA MANAGER I, LLC

n/a

yes

n/a

TOWNSEND ALPHA MANAGER II, LLC

n/a

yes

n/a

TOWNSEND HOLDINGS LLC

n/a

yes

n/a

TOWNSEND LAKE CONSTANCE GP, LTD.

n/a

yes

n/a

TOWNSEND REF GP, LLC

n/a

yes

n/a

TOWNSEND SO MANAGER I, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

n/a

GREENWOOD VILLAGE

United States

n/a

Bethesda

United States

n/a

L-2633 SENNINGERBERG

n/a

Luxembourg

n/a

London

n/a

United Kingdom

n/a

ST. HELIER

n/a

Jersey

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$24B

207

n/a

2014

Mar 31, 2015

$19B

160

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$24B

$19B

23.6%

n/a

207

160

n/a