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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

TOWNSEND GROUP ADVISORS, LLC

CRD 284901

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2b75c76-7938-0291-79bf-58625dd99b7a

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2016 to Mar 26, 2018
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 80
Advisory employees: 64
Offices: 3Schedule D 1.F, beyond the principal office
SEC number: 801-108308
CRD: 284901
Filings on the tape: 6
First filed: Aug 18, 2016
Latest filed: Mar 26, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHERN, TERRANCE, RICHARD	CHIEF EXECUTIVE OFFICER & MEMBER	Na	yes	03/2017	Mar 29, 2017	Mar 26, 2018
AON CONSULTING, INC	Owner	E	yes	12/2017	Jan 26, 2018	Mar 26, 2018
AON PLC	Owner	E	yes	12/2017	Jan 26, 2018	Mar 26, 2018
CNI ADVISORS HOLDINGS, LLC	Member	C	yes	03/2017	Mar 29, 2017	Mar 26, 2018
COLONY CAPITAL INVESTMENT ADVISORS, LLC	Member	E	yes	01/2017	Mar 29, 2017	Mar 26, 2018
COLONY CAPITAL INVESTMENT HOLDCO, LLC	Member	E	yes	01/2017	Mar 29, 2017	Mar 26, 2018
COLONY CAPITAL OP SUBSIDIARY, LLC	Member	E	yes	01/2017	Mar 29, 2017	Mar 26, 2018
COLONY CAPITAL OPERATING COMPANY, LLC	Member	E	yes	01/2017	Mar 29, 2017	Mar 26, 2018
COLONY NORTHSTAR, INC.	Member	E	yes	04/2015	Mar 29, 2017	Mar 26, 2018
GTCR/AAM BLOCKER CORP	Member	E	yes	12/2017	Jan 26, 2018	Mar 26, 2018
OLSZAK, JOSEPH, PATRICK	CHIEF OPERATING OFFICER	Na	yes	03/2017	Mar 29, 2017	Mar 26, 2018
TOWNSEND HOLDINGS LLC	Member	D	yes	03/2017	Mar 29, 2017	Mar 26, 2018
WHITE, BRIAN, MICHAEL	CHIEF FINANCIAL OFFICER	Na	yes	03/2017	Mar 29, 2017	Mar 26, 2018
CAVALIER, HOLLY, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	03/2017	Mar 29, 2017	Mar 26, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 101

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AON HEWITT INVESTMENT CONSULTING, INC.	n/a	Institutional manager	$151B	N	yes	n/a
COLONY NORTHSTAR US, LLC	n/a	Former SEC adviser	$24B	N	no	n/a
COLONY CAPITAL INVESTMENT ADVISORS, LLC	n/a	Other adviser	$336M	N	no	n/a
SINCLAIR GROUP, LLC	n/a	Former SEC adviser	$127M	Y	yes	n/a
CAPCOL MANAGEMENT LLC	n/a	Other adviser	$45.1M	N	no	n/a
AON RETIREMENT PLAN ADVISORS, LLC	n/a	Former SEC adviser	$2.7M	N	yes	n/a
AON SECURITIES INC.	n/a	No RAUM reported	$0	N	yes	n/a
AON HEWITT INC.	n/a	n/a	n/a	N	yes	n/a
AON HEWITT LIMITED	n/a	n/a	n/a	N	yes	n/a
AON TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
CDCF IV INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CEREP III SECONDARY MANAGER, LLC	n/a	n/a	n/a	Y	no	n/a
CFSSG REAL ESTATE PARTNERS I, LLC	n/a	n/a	n/a	Y	no	n/a
CFSSG REAL ESTATE PARTNERS II, LLC	n/a	n/a	n/a	Y	no	n/a
CIF-H GP, LLC	n/a	n/a	n/a	Y	no	n/a
CIF-V GP, LLC	n/a	n/a	n/a	Y	no	n/a
CNI CCEF ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI FCVP ADVISORS, LLC.	n/a	n/a	n/a	N	no	n/a
CNI NRE ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI NRF ADVISORS, LLC (RELYING ADVISER)	n/a	n/a	n/a	N	no	n/a
CNI NS/RXR ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI NSHC ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI NSI ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI NSII ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI RECF ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI SOF ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
CNI TCEF ADVISORS, LLC	n/a	n/a	n/a	N	no	n/a
COL INVEST ITALY S.R.L.	n/a	n/a	n/a	N	no	n/a
COLARMONIA GP, LLC	n/a	n/a	n/a	N	no	n/a
COLCOGP STRATEGIC PARTNERS III, LLC	n/a	n/a	n/a	N	no	n/a
COLCOGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	no	n/a
COLFIN COBALT GENERAL PARTNER, LLC	n/a	n/a	n/a	N	no	n/a
COLHMGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	no	n/a
COLONY 2011 ADC CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	no	n/a
COLONY AXLE CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	no	n/a
COLONY BULLS CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	no	n/a
COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC	n/a	n/a	n/a	N	no	n/a
COLONY CAPITAL (PARALLEL) VIII, LLC	n/a	n/a	n/a	N	no	n/a
COLONY CAPITAL (US) VIII, LLC	n/a	n/a	n/a	N	no	n/a
COLONY CAPITAL CREDIT II, L.P.	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	9	no
London	n/a	United Kingdom	9	no
Central	n/a	Hong Kong	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 26, 2018	n/a	n/a	80	64	3	n/a	n/a
2016	Mar 29, 2017	n/a	n/a	104	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	n/a	n/a	n/a	n/a	n/a	80	104	3	n/a

Relationships

Affiliated with (9)

← CNI NS/RXR ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI TCEF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AON INVESTMENTS USA INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ AON RETIREMENT PLAN ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ SINCLAIR GROUP INCRegistered adviserother investment adviser, control, common control
factForm ADV
→ NORTHSTAR, NORTHSTAR ASSET MANAGEMENT GROUPRegistered adviserother investment adviser
factForm ADV
→ COLONY CAPITAL INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
→ CAPRA CREDIT MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV
→ AON SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV

Controls (13)

← AHERN, TERRANCE, RICHARDOwnerCHIEF EXECUTIVE OFFICER & MEMBER, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← TOWNSEND HOLDINGS LLCOwnerMEMBER, ownership code D, domestic entity
Mar 29, 2017 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT ADVISORS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2017 to presentfactForm ADV
← WHITE, BRIAN, MICHAELOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← OLSZAK, JOSEPH, PATRICKOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← AON CONSULTING, INCOwnerOWNER, ownership code E, domestic entity
Jan 26, 2018 to presentfactForm ADV
← AON PLCOwnerOWNER, ownership code E, domestic entity
Jan 26, 2018 to presentfactForm ADV
← CNI ADVISORS HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 29, 2017 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT HOLDCO, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2017 to presentfactForm ADV
← COLONY CAPITAL OP SUBSIDIARY, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2017 to presentfactForm ADV
← COLONY CAPITAL OPERATING COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2017 to presentfactForm ADV
← COLONY NORTHSTAR, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 29, 2017 to presentfactForm ADV
← GTCR/AAM BLOCKER CORPOwnerMEMBER, ownership code E, domestic entity
Jan 26, 2018 to presentfactForm ADV

Owns (1)

← CAVALIER, HOLLY, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV

Dated events

Occurred
Aug 18, 2016
First Form ADV filing
Nsam Us-Tcef, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2b75c76-7938-0291-79bf-58625dd99b7a
First observed: Aug 18, 2016
Last observed: Mar 26, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOWNSEND GROUP ADVISORS, LLC

CRD 284901

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2b75c76-7938-0291-79bf-58625dd99b7a

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHERN, TERRANCE, RICHARD

CHIEF EXECUTIVE OFFICER & MEMBER

yes

03/2017

Mar 29, 2017

Mar 26, 2018

AON CONSULTING, INC

Owner

yes

12/2017

Jan 26, 2018

Mar 26, 2018

AON PLC

Owner

yes

12/2017

Jan 26, 2018

Mar 26, 2018

CNI ADVISORS HOLDINGS, LLC

Member

yes

03/2017

Mar 29, 2017

Mar 26, 2018

COLONY CAPITAL INVESTMENT ADVISORS, LLC

Member

yes

01/2017

Mar 29, 2017

Mar 26, 2018

COLONY CAPITAL INVESTMENT HOLDCO, LLC

Member

yes

01/2017

Mar 29, 2017

Mar 26, 2018

COLONY CAPITAL OP SUBSIDIARY, LLC

Member

yes

01/2017

Mar 29, 2017

Mar 26, 2018

COLONY CAPITAL OPERATING COMPANY, LLC

Member

yes

01/2017

Mar 29, 2017

Mar 26, 2018

COLONY NORTHSTAR, INC.

Member

yes

04/2015

Mar 29, 2017

Mar 26, 2018

GTCR/AAM BLOCKER CORP

Member

yes

12/2017

Jan 26, 2018

Mar 26, 2018

OLSZAK, JOSEPH, PATRICK

CHIEF OPERATING OFFICER

yes

03/2017

Mar 29, 2017

Mar 26, 2018

TOWNSEND HOLDINGS LLC

Member

yes

03/2017

Mar 29, 2017

Mar 26, 2018

WHITE, BRIAN, MICHAEL

CHIEF FINANCIAL OFFICER

yes

03/2017

Mar 29, 2017

Mar 26, 2018

CAVALIER, HOLLY, MARIE

CHIEF COMPLIANCE OFFICER

03/2017

Mar 29, 2017

Mar 26, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AON HEWITT INVESTMENT CONSULTING, INC.

n/a

Institutional manager

$151B

yes

n/a

COLONY NORTHSTAR US, LLC

n/a

Former SEC adviser

$24B

n/a

COLONY CAPITAL INVESTMENT ADVISORS, LLC

n/a

Other adviser

$336M

n/a

SINCLAIR GROUP, LLC

n/a

Former SEC adviser

$127M

yes

n/a

CAPCOL MANAGEMENT LLC

n/a

Other adviser

$45.1M

n/a

AON RETIREMENT PLAN ADVISORS, LLC

n/a

Former SEC adviser

$2.7M

yes

n/a

AON SECURITIES INC.

n/a

No RAUM reported

yes

n/a

AON HEWITT INC.

n/a

yes

n/a

AON HEWITT LIMITED

n/a

yes

n/a

AON TRUST COMPANY

n/a

yes

n/a

CDCF IV INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CEREP III SECONDARY MANAGER, LLC

n/a

CFSSG REAL ESTATE PARTNERS I, LLC

n/a

CFSSG REAL ESTATE PARTNERS II, LLC

n/a

CIF-H GP, LLC

n/a

CIF-V GP, LLC

n/a

CNI CCEF ADVISORS, LLC

n/a

CNI FCVP ADVISORS, LLC.

n/a

CNI NRE ADVISORS, LLC

n/a

CNI NRF ADVISORS, LLC (RELYING ADVISER)

n/a

CNI NS/RXR ADVISORS, LLC

n/a

CNI NSHC ADVISORS, LLC

n/a

CNI NSI ADVISORS, LLC

n/a

CNI NSII ADVISORS, LLC

n/a

CNI RECF ADVISORS, LLC

n/a

CNI SOF ADVISORS, LLC

n/a

CNI TCEF ADVISORS, LLC

n/a

COL INVEST ITALY S.R.L.

n/a

COLARMONIA GP, LLC

n/a

COLCOGP STRATEGIC PARTNERS III, LLC

n/a

COLCOGP STRATEGIC PARTNERS, LLC

n/a

COLFIN COBALT GENERAL PARTNER, LLC

n/a

COLHMGP STRATEGIC PARTNERS, LLC

n/a

COLONY 2011 ADC CO-INVESTMENT GENPAR, LLC

n/a

COLONY AXLE CO-INVESTMENT GENPAR, LLC

n/a

COLONY BULLS CO-INVESTMENT GENPAR, LLC

n/a

COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC

n/a

COLONY CAPITAL (PARALLEL) VIII, LLC

n/a

COLONY CAPITAL (US) VIII, LLC

n/a

COLONY CAPITAL CREDIT II, L.P.

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

London

n/a

United Kingdom

Central

n/a

Hong Kong

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 26, 2018

n/a

2016

Mar 29, 2017

n/a

104

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

n/a

104

n/a