DFX Intelligence

Data Factory

S••••••• G•••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1bsuccession filed

S••••••• G•••• I••

CRD 159948

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4adaaeaa-f986-3ee9-33af-ea8ca4a41ad6

Data as of Sep 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Dec 8, 2011 to Sep 6, 2017
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

S••••••• G•••• I••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $127MItem 5.F on the latest filing (2017-09-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• T•••••••• R••••••	CHIEF EXECUTIVE OFFICER & SHAREHOLDER	E	yes	07/1986	Dec 8, 2011	Sep 6, 2017
O•••••• J•••••• P••••••	CHIEF OPERATING OFFICER	Na	yes	08/2008	Dec 8, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••• H••••••• L••	n/a	Institutional manager	$20B	N	no	n/a
T•• G••••• I••••••••• I• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$127M	$145M	-12.5%	$220M	-16.7%	4	4	n/a	n/a

Relationships

Affiliated with (4)

← T••••••• GROUP ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ T••••••• H••••••• L••Registered adviserother investment adviser
factForm ADV
← NORTHSTAR, NORTHSTAR ASSET MANAGEMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
← NSAM US-RECF, LLCRegistered adviserother investment adviser, common control

Dated events

Occurred
Mar 30, 2012
Succession filed (Item 4)
S••••••• G•••• Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4adaaeaa-f986-3ee9-33af-ea8ca4a41ad6
First observed: Dec 8, 2011
Last observed: Sep 6, 2017 110 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.