DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ETHOS PRIVATE WEALTH
CHATTANOOGA, TN | CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ETHOS PRIVATE WEALTH | Former SEC adviser | Nov 4, 2024 | n/a | yes | CHATTANOOGA, TN|CORAL GABLES, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 27, 2017 | Jun 24, 2024 | no | MEMPHIS, TN|CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ETHOS PRIVATE WEALTH | Jun 24, 2024 | Nov 4, 2024 | 133 | Firm change | Wirehouse to RIA |