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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ETHOS PRIVATE WEALTH

ETHOS WEALTH MANAGEMENT LLC, CRD 166465

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80e60e29-3652-03f0-8a30-379871a09cee

Data as of Mar 7, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 1, 2013 to Mar 7, 2018
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $22.4MItem 5.F on the latest filing (2018-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22.4M
Private client RAUM: $22.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $7.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 48
Individual clients: 0
High net worth clients: 8
Custody, client assets: $15.9M
SEC number: 801-77626
CRD: 166465
Filings on the tape: 21
First filed: Feb 1, 2013
Latest filed: Mar 7, 2018
Organised: Limited Liability Company, Florida

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW ANTHONY LAPIDES	Certified Financial Planner	CORAL GABLES, FL	11	24	2	no
Clinton Travis Kilgore	n/a	Chattanooga, TN	4	12	1	no
XIUMING JIN	n/a	CHATTANOOGA, TN \| CORAL GABLES, FL	1	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAPIDES, MATTHEW, ANTHONY	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	E	yes	01/2013	Feb 1, 2013	Mar 7, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Apr 4, 2017	$20.2M	$20.2M	1	1	n/a	n/a	n/a
2015	Mar 16, 2016	$658M	$15.5M	1	1	n/a	n/a	n/a
2014	Mar 31, 2015	$658M	$15.5M	1	1	n/a	n/a	n/a
2013	Mar 31, 2014	$661M	$18.4M	2	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$22.4M	$658M	-96.6%	$661M	-67.6%	1	1	0	n/a

Relationships

Registered with (3)

← XIUMING JINAdvisorregistration: current employment
Nov 4, 2024 to presentfactForm ADV
← Clinton Travis KilgoreAdvisorregistration: current employment
Nov 12, 2021 to presentfactForm ADV
← MATTHEW ANTHONY LAPIDESAdvisorregistration: current employment
Jul 17, 2015 to presentfactForm ADV

Controls (1)

← LAPIDES, MATTHEW, ANTHONYOwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 1, 2013 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2015
Succession filed (Item 4)
Global Advisor Alliance, Accordia Americas, Ethos Private Wealt reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2013
First Form ADV filing
Global Advisor Alliance filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80e60e29-3652-03f0-8a30-379871a09cee
First observed: Feb 1, 2013
Last observed: Mar 7, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ETHOS PRIVATE WEALTH

ETHOS WEALTH MANAGEMENT LLC, CRD 166465

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80e60e29-3652-03f0-8a30-379871a09cee

Data as of Mar 7, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW ANTHONY LAPIDES

Certified Financial Planner

CORAL GABLES, FL

Clinton Travis Kilgore

n/a

Chattanooga, TN

XIUMING JIN

n/a

CHATTANOOGA, TN | CORAL GABLES, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAPIDES, MATTHEW, ANTHONY

MANAGING MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER

yes

01/2013

Feb 1, 2013

Mar 7, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Apr 4, 2017

$20.2M

n/a

2015

Mar 16, 2016

$658M

$15.5M

n/a

2014

Mar 31, 2015

$658M

$15.5M

n/a

2013

Mar 31, 2014

$661M

$18.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$22.4M

$658M

-96.6%

$661M

-67.6%

n/a