DFX Intelligence

M•••••• C•••••• W••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

M•••••• C•••••• W••• T••••••••

Advisor at C•••••• S••••• • C••• I•••

Honolulu, HI

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Search this name across graphsid dfx:ria:1b9608fc-33e1-2671-24c2-7a8696ad2304

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 2, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Nov 23, 2024	n/a	yes	Honolulu, HI	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 3, 2023	Nov 12, 2024	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|Honolulu, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	C•••••• S••••• • C••• I•••	Nov 12, 2024	Nov 23, 2024	11	Firm change	Ibd to ibd
P••••••• C•••••• A••••••• C•••••••••	E•••••• A••••••• G••••• L••	Apr 3, 2023	Apr 3, 2023

Relationships

Registered with (7)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 13, 2016 to Dec 2, 2019factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 3, 2023 to Nov 12, 2024factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Oct 17, 2022 to Apr 3, 2023factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

Occurred
Nov 12, 2024
Advisor changed firm
M•••••• C•••••• W••• T•••••••• left E•••••• A••••••• G••••• L•• for C•••••• S••••• • C••• I••• (registered 2024-11-23)
Form ADVobserved 7 days ago
Occurred
Oct 19, 2022
Advisor changed firm
M•••••• C•••••• W••• T•••••••• left V••• F•••••••• A•••••••• I••• for P••••••• C•••••• A••••••• C••••••••• (registered 2022-10-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b9608fc-33e1-2671-24c2-7a8696ad2304
First observed: Dec 20, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.