DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C•••••• W••• T••••••••

C•••••• S••••• • C••• I•••national BDHonolulu, Hidual registrantIAPD 6029519

Certified Financial Planner

Feed of 09/14/2026

Also filed as Matthew C•••••• Takamatsu

At current firm

1 y

since Nov 23, 2024

In the industry

13 y

since Nov 2, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Nov 23, 2024 · Honolulu, Hi
E•••••• A••••••• G••••• L•• BD affiliated
Apr 3, 2023 to Nov 12, 2024 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Oct 17, 2022 to Apr 3, 2023 · Greenwood Village, Co
V••• F•••••••• A•••••••• I••• BD affiliated
Jan 10, 2020 to Oct 19, 2022 · Redlands, Ca
C•••••• S••••• • C••• I••• national BD
Dec 13, 2016 to Dec 2, 2019 · Honolulu, Hi
W•••• F•••• A••••••• wirehouse
Aug 16, 2016 to Dec 5, 2016 · Honolulu, Hi
U•• F•••••••• S••••••• I••• wirehouse
Aug 22, 2014 to Aug 18, 2016 · Honolulu, Hi
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 20, 2012 to Aug 12, 2014 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to C•••••• S••••• • C••• I•••
left Nov 12, 2024, registered Nov 23, 2024 (11 days) · Affiliated broker-dealer or bank to another
P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to P••••••• C•••••• A••••••• C•••••••••
left Oct 19, 2022, registered Oct 17, 2022 (-2 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to V••• F•••••••• A•••••••• I•••
left Dec 2, 2019, registered Jan 10, 2020 (39 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••
left Dec 5, 2016, registered Dec 13, 2016 (8 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Aug 18, 2016, registered Aug 16, 2016 (-2 days) · Wirehouse to wirehouse
A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••
left Aug 12, 2014, registered Aug 22, 2014 (10 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M•••••• C•••••• W••• T•••••••• left E•••••• A••••••• G••••• L•• for C•••••• S••••• • C••• I••• (registered 2024-11-23)
Nov 12, 2024 · Advisor changed firm · fact
M•••••• C•••••• W••• T•••••••• left V••• F•••••••• A•••••••• I••• for P••••••• C•••••• A••••••• C••••••••• (registered 2022-10-17)
Oct 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address