DFX Intelligence

K•••••• L•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

K•••••• L•••• S••••

Advisor at F•• F•••••••• A•••••••• L••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:1b98bd21-c2e1-7e91-8895-86c4d6d715c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• F•••••••• A•••••••• L••	Independent wealth	Sep 26, 2025	n/a	yes	INDIANAPOLIS, IN	Current employment
R•••• A•••••••• L••	Independent wealth	Sep 25, 2023	Aug 4, 2025	no	McCordsville, IN\|MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A•••••••• L••	F•• F•••••••• A•••••••• L••	Aug 4, 2025	Sep 26, 2025	53	Firm change	RIA to RIA
J••• M••••• S••••••••• L••	R•••• A•••••••• L••	Sep 17, 2023	Sep 25, 2023

Relationships

Registered with (3)

→ F•• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 26, 2025 to presentfactForm ADV
→ R•••• A•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2023 to Aug 4, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2023 to Sep 17, 2023factForm ADV

Dated events

Occurred
Aug 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b98bd21-c2e1-7e91-8895-86c4d6d715c6
First observed: Jul 12, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.