RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• L•••• S••••
- F•• F•••••••• A•••••••• L•• independent RIA currentsince Sep 26, 2025 · Indianapolis, In
- R•••• A•••••••• L•• independent RIASep 25, 2023 to Aug 4, 2025 · Mccordsville, In
- J••• M••••• S••••••••• L•• wirehouseJul 12, 2023 to Sep 17, 2023 · Indianapolis, In
- R•••• A•••••••• L•• to F•• F•••••••• A•••••••• L••left Aug 4, 2025, registered Sep 26, 2025 (53 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to R•••• A•••••••• L••left Sep 17, 2023, registered Sep 25, 2023 (8 days) · Wirehouse to independent RIA
- K•••••• L•••• S•••• left R•••• A•••••••• L•• for F•• F•••••••• A•••••••• L•• (registered 2025-09-26)Aug 4, 2025 · Advisor changed firm · fact
- K•••••• L•••• S•••• left J••• M••••• S••••••••• L•• for R•••• A•••••••• L•• (registered 2023-09-25)Sep 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address