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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst25 years in industry

William Dougherty

Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC

NEWTOWN, PA | AMBLER, PA

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Search this name across graphsid dfx:ria:1b9c665b-90bb-c7f9-828d-2185fe29719f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIN STREET FINANCIAL SOLUTIONS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Apr 19, 2001
First registration: Sep 9, 2002
Dual registered: no
Other names: WILLIAM J DOUGHERTY|BILL DOUGHERTY|WILLIAM JOSEPH DOUGHERTY
IAPD individual key: 3201456

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIN STREET FINANCIAL SOLUTIONS, LLC	Independent wealth	Aug 9, 2021	n/a	yes	NEWTOWN, PA\|AMBLER, PA	Current employment
HARTFORD FUNDS	Asset manager	Jan 23, 2015	Jul 28, 2021	no	WAYNE, PA\|Ambler, PA\|WAYNE, PA	Previous registration
HARTFORD FUNDS	Asset manager	Oct 4, 2013	Dec 31, 2014	no	WAYNE, PA	Previous registration
CHARTWELL INVESTMENT PARTNERS	Former SEC adviser	Mar 19, 2008	Nov 6, 2008	no	BERWYN, PA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 29, 2005	May 15, 2007	no	RADNOR, PA\|Radnor, PA	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Sep 9, 2002	Sep 20, 2005	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARTFORD FUNDS	MAIN STREET FINANCIAL SOLUTIONS, LLC	Jul 28, 2021	Aug 9, 2021	12	Firm change	Other
CHARTWELL INVESTMENT PARTNERS	HARTFORD FUNDS	Nov 6, 2008	Oct 4, 2013	1,793	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	CHARTWELL INVESTMENT PARTNERS	May 15, 2007	Mar 19, 2008	309	Firm change	Other
LINCOLN FINANCIAL DISTRIBUTORS, INC.	CHARLES SCHWAB & CO., INC.	Sep 20, 2005	Sep 29, 2005	9	Firm change	Other

Relationships

Registered with (5)

→ MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: current employment
Aug 9, 2021 to presentfactForm ADV
→ HARTFORD FUNDSRegistered adviserregistration: previous registration
Jan 23, 2015 to Jul 28, 2021factForm ADV
→ CHARTWELL INVESTMENT PARTNERSRegistered adviserregistration: previous registration
Mar 19, 2008 to Nov 6, 2008factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 29, 2005 to May 15, 2007factForm ADV
→ LINCOLN FINANCIAL DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Sep 9, 2002 to Sep 20, 2005factForm ADV

Dated events

No dated event names this entity yet.