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Advisor at WEALTHSPIRE ADVISORS
Fulton, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHSPIRE ADVISORS | Independent wealth | Mar 31, 2021 | n/a | yes | Fulton, MD | Current employment |
| Stratwealth | Former SEC adviser | Apr 5, 2018 | Oct 1, 2021 | no | FULTON, MD | Previous registration |
| FOUNDATION FINANCIAL ADVISORS, INC. | State registered | Jan 4, 2012 | Apr 2, 2018 | no | ELLICOTT CITY, MD|LINTHICUM, MD | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 3, 2012 | Apr 3, 2018 | no | ELLICOTT CITY, MD|LINTHICUM HEIGHTS, MD | Previous registration |
| Spc | Bd affiliated wealth | Aug 9, 2010 | Dec 31, 2011 | no | ELLICOTT CITY, MD | Previous registration |
| GEIER ASSET MANAGEMENT INC | Former SEC adviser | Oct 28, 2004 | Apr 13, 2005 | no | MARRIOTTSVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Stratwealth | WEALTHSPIRE ADVISORS | Oct 1, 2021 | Mar 31, 2021 | -184 | Firm change after gap | RIA to RIA |
| COMMONWEALTH FINANCIAL NETWORK | FOUNDATION FINANCIAL ADVISORS, INC. | Apr 3, 2018 | Jan 4, 2012 | -2,281 | Firm change after gap | Ibd to state RIA |
| FOUNDATION FINANCIAL ADVISORS, INC. | Stratwealth | Apr 2, 2018 | Apr 5, 2018 | 3 | Firm change | Other |
| Spc | COMMONWEALTH FINANCIAL NETWORK | Dec 31, 2011 | Jan 3, 2012 | 3 | Firm change | Other |
| GEIER ASSET MANAGEMENT INC | Spc | Apr 13, 2005 | Aug 9, 2010 | 1,944 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113678:106181:MD:2021-10-01 | Oct 1, 2021 | Mar 31, 2021 | FULTON, MD | Firm change after gap |