DFX Intelligence

D•••• W•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

D•••• W•••• B•••

Advisor at S•••• B••••• A•••• M••••••••• L••

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:fcdb263e-6d8c-baf7-05df-c31c578864c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• B••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• B••••• A•••• M••••••••• L••	State registered	Dec 22, 2011	n/a	yes	CHATTANOOGA, TN	Current employment
A••••• I••••••••• M••••••••• L••	Independent wealth	Aug 11, 2010	Mar 19, 2012	no	CHATTANOOGA, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• M••••••••• L••	S•••• B••••• A•••• M••••••••• L••	Mar 19, 2012	Dec 22, 2011	-88	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••• I••••••••• M••••••••• L••	Dec 4, 2009	Aug 11, 2010

Relationships

Registered with (4)

→ S•••• B••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 22, 2011 to presentfactForm ADV
→ A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 11, 2010 to Mar 19, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 14, 2005 to Dec 4, 2009factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcdb263e-6d8c-baf7-05df-c31c578864c9
First observed: Jul 11, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.