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Advisor at ARKADIOS WEALTH ADVISORS
MANDEVILLE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Jun 26, 2024 | n/a | yes | MANDEVILLE, LA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 12, 2016 | Jun 25, 2024 | no | METAIRIE, LA|HAMMOND, LA|COVINGTON, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|HARVEY, LA|BATON ROUGE, LA|TERRYTOWN, LA|KENNER, LA|MANDEVILLE, LA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 7, 2016 | Aug 15, 2016 | no | Ridgeland, MS | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 18, 2013 | Aug 21, 2015 | no | METAIRIE, LA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 18, 2009 | Aug 2, 2013 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ARKADIOS WEALTH ADVISORS | Jun 25, 2024 | Jun 26, 2024 | 1 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | LPL FINANCIAL LLC | Aug 15, 2016 | Aug 12, 2016 | -3 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | PRUCO SECURITIES, LLC | Aug 21, 2015 | Jan 7, 2016 | 139 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:288863:LA:2024-06-25 | Jun 25, 2024 | Jun 26, 2024 | MANDEVILLE, LA | Firm change |