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Registered advisor
E••••••••• J•••• K•••
Feed of 09/14/2026
Also filed as E. J•••• K•••
At current firm
2 y
since Jun 26, 2024
In the industry
17 y
since Feb 18, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• W••••• A••••••• BD affiliated currentsince Jun 26, 2024 · Mandeville, La
- L•• F•••••••• L•• BD affiliatedAug 12, 2016 to Jun 25, 2024 · Metairie, La
- P•••• S••••••••• L•• no RAUMJan 7, 2016 to Aug 15, 2016 · Ridgeland, Ms
- M•• F•••••••• S•••••••• I••• formerDec 18, 2013 to Aug 21, 2015 · Metairie, La
- M•• F•••••••• S•••••••• I••• formerFeb 18, 2009 to Aug 2, 2013 · Metairie, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••• W••••• A•••••••left Jun 25, 2024, registered Jun 26, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••• S••••••••• L•• to L•• F•••••••• L••left Aug 15, 2016, registered Aug 12, 2016 (-3 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Aug 21, 2015, registered Jan 7, 2016 (139 days) · Other
Signals
- E••••••••• J•••• K••• left L•• F•••••••• L•• for A••••••• W••••• A••••••• (registered 2024-06-26)Jun 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address