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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

BRADLEY WAYNE SMALL

Advisor at ONEASCENT FINANCIAL SERVICES LLC

BIRMINGHAM, AL | Beverly, MA

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Search this name across graphsid dfx:ria:1c080f97-d2d3-d68f-16a2-d2ea6ac4720d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEASCENT FINANCIAL SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 22, 1996
First registration: Jun 23, 2014
Dual registered: yes, broker-dealer
Other names: BRADLEY W SMALL|Brad W Small|Brad Small
IAPD individual key: 2749932

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONEASCENT FINANCIAL SERVICES LLC	Independent wealth	Dec 3, 2024	n/a	yes	BIRMINGHAM, AL\|Beverly, MA	Current employment
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Sep 13, 2022	Dec 31, 2024	no	MINNEAPOLIS, MN\|Beverly, MA\|Beverly, MA	Previous registration
PINNACLE PRIVATE WEALTH, LLC	Former SEC adviser	Jul 9, 2020	Sep 8, 2022	no	BURLINGTON, MA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 23, 2014	Jul 6, 2020	no	BEVERLY, MA\|BOSTON, MA\|BEVERLY, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVENT ADVISOR NETWORK, LLC	ONEASCENT FINANCIAL SERVICES LLC	Dec 31, 2024	Dec 3, 2024	-28	Firm change	Ibd to RIA
PINNACLE PRIVATE WEALTH, LLC	THRIVENT ADVISOR NETWORK, LLC	Sep 8, 2022	Sep 13, 2022	5	Firm change	RIA to ibd
WELLS FARGO ADVISORS	PINNACLE PRIVATE WEALTH, LLC	Jul 6, 2020	Jul 9, 2020	3	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ ONEASCENT FINANCIAL SERVICES LLCRegistered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Sep 13, 2022 to Dec 31, 2024factForm ADV
→ PINNACLE PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Jul 9, 2020 to Sep 8, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 23, 2014 to Jul 6, 2020factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Bradley Wayne Small left Thrivent Advisor Network, Llc for Oneascent Financial Services Llc (registered 2024-12-03)
Form ADVobserved 4 days ago
Occurred
Sep 8, 2022
Advisor changed firm
Bradley Wayne Small left Pinnacle Private Wealth, Llc for Thrivent Advisor Network, Llc (registered 2022-09-13)
Form ADVobserved 4 days ago