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RIA / WealthAdvisorCertified Financial Planner32 years in industry

ELLIOT BRUCE HERMAN

Advisor at EDELMAN FINANCIAL ENGINES

QUINCY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7a9ff1a-93de-0d7f-fb0c-79fee5a4562e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jun 27, 1994
First registration: Mar 15, 2016
Dual registered: no
IAPD individual key: 2368790

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 3, 2023	n/a	yes	QUINCY, MA	Current employment
PRW WEALTH MANAGEMENT LLC	Former SEC adviser	Nov 23, 2016	Dec 11, 2023	no	QUINCY, MA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 9, 2016	Dec 5, 2016	no	QUINCY, MA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Mar 15, 2016	Sep 22, 2016	no	QUINCY, MA\|QUINCY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRW WEALTH MANAGEMENT LLC	EDELMAN FINANCIAL ENGINES	Dec 11, 2023	Nov 3, 2023	-38	Firm change after gap	RIA to RIA
KESTRA ADVISORY SERVICES, LLC	PRW WEALTH MANAGEMENT LLC	Dec 5, 2016	Nov 23, 2016	-12	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	May 9, 2016	-136	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
284669:104510:MA:2023-12-11	Dec 11, 2023	Nov 3, 2023	QUINCY, MA	Firm change after gap

Relationships

Registered with (4)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ PRW WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 23, 2016 to Dec 11, 2023factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 9, 2016 to Dec 5, 2016factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Mar 15, 2016 to Sep 22, 2016factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
Elliot Bruce Herman left Prw Wealth Management Llc for Edelman Financial Engines (registered 2023-11-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7a9ff1a-93de-0d7f-fb0c-79fee5a4562e
First observed: Mar 15, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELLIOT BRUCE HERMAN

Advisor at EDELMAN FINANCIAL ENGINES

QUINCY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7a9ff1a-93de-0d7f-fb0c-79fee5a4562e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

EDELMAN FINANCIAL ENGINES

Independent wealth

Nov 3, 2023

n/a

yes

QUINCY, MA

Current employment

PRW WEALTH MANAGEMENT LLC

Former SEC adviser

Nov 23, 2016

Dec 11, 2023

QUINCY, MA

Previous registration

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

May 9, 2016

Dec 5, 2016

QUINCY, MA

Previous registration

NFP ADVISOR SERVICES, LLC

Former SEC adviser

Mar 15, 2016

Sep 22, 2016

QUINCY, MA|QUINCY, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRW WEALTH MANAGEMENT LLC

EDELMAN FINANCIAL ENGINES

Dec 11, 2023

Nov 3, 2023

-38

Firm change after gap

RIA to RIA

KESTRA ADVISORY SERVICES, LLC

PRW WEALTH MANAGEMENT LLC

Dec 5, 2016

Nov 23, 2016

-12

Firm change

Other

NFP ADVISOR SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

Sep 22, 2016

May 9, 2016

-136

Bulk transfer

Other

Team

Left

Joined

From

Kind

284669:104510:MA:2023-12-11

Dec 11, 2023

Nov 3, 2023

QUINCY, MA

Firm change after gap