DFX Intelligence

J•••••• C••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•••••• C••••• J••••••

Advisor at P•••••••• A•••••••

DULUTH, GA | Loganville, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c49d664-62ec-ca00-a1e6-ff22e0d5bb8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••••	National bd RIA	Jul 31, 2019	n/a	yes	DULUTH, GA\|Loganville, GA	Current employment
N•••••	Mixed wealth	Oct 12, 2018	Apr 18, 2019	no	LOGANVILLE, GA\|MOORESVILLE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••	P•••••••• A•••••••	Apr 18, 2019	Jul 31, 2019	104	Firm change	RIA to ibd
S••••• I••••••••• M••••••••• L••	N•••••	May 14, 2018	Oct 12, 2018

Relationships

Registered with (8)

→ P•••••••• A•••••••Registered adviserregistration: current employment
Jul 31, 2019 to presentfactForm ADV
→ N•••••Registered adviserregistration: previous registration
Oct 12, 2018 to Apr 18, 2019factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 13, 2017 to May 14, 2018factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c49d664-62ec-ca00-a1e6-ff22e0d5bb8e
First observed: Feb 9, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.