DFX Intelligence

S•••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)23 years in industry

S•••• T••••••••

Advisor at T•• I••••••••• M••••••••• C•••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1c629e53-f5a7-ae00-4016-5bab7a3d9f72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• I••••••••• M••••••••• C•••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• I••••••••• M••••••••• C•••••• L••	Asset manager	Feb 28, 2023	n/a	yes	LOS ANGELES, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 9, 2008	Aug 5, 2009	no	Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T•• I••••••••• M••••••••• C•••••• L••	Aug 5, 2009	Feb 28, 2023	4,955	Firm change after gap	Other
L••••• B••••••• I•••	J••• M••••• S••••••••• L••	Oct 7, 2008	Oct 9, 2008

Relationships

Registered with (6)

→ T•• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: current employment
Feb 28, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 9, 2008 to Aug 5, 2009factForm ADV
→ L••••• B••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2007 to Oct 7, 2008factForm ADV
→ N•••••••• B••••• B• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c629e53-f5a7-ae00-4016-5bab7a3d9f72
First observed: Nov 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.