RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• T••••••••
- T•• I••••••••• M••••••••• C•••••• L•• asset manager currentsince Feb 28, 2023 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 9, 2008 to Aug 5, 2009 · Los Angeles, Ca
- L••••• B••••••• I••• unclassifiedJul 26, 2007 to Oct 7, 2008 · New York, Ny
- N•••••••• B••••• B• L•• no RAUMMar 7, 2005 to Jul 31, 2007 · Los Angeles, Ca
- C••••••• I••••••••• S••••••• unclassifiedSep 16, 2003 to Aug 25, 2004 · Studio City, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 6, 2002 to Oct 2, 2003 · Woodland Hills, Ca
- J••• M••••• S••••••••• L•• to T•• I••••••••• M••••••••• C•••••• L••left Aug 5, 2009, registered Feb 28, 2023 (4955 days) · Other
- L••••• B••••••• I••• to J••• M••••• S••••••••• L••left Oct 7, 2008, registered Oct 9, 2008 (2 days) · Other
- N•••••••• B••••• B• L•• to L••••• B••••••• I•••left Jul 31, 2007, registered Jul 26, 2007 (-5 days) · Other
- C••••••• I••••••••• S••••••• to N•••••••• B••••• B• L••left Aug 25, 2004, registered Mar 7, 2005 (194 days) · Other
- U•• F•••••••• S••••••• I••• to C••••••• I••••••••• S•••••••left Oct 2, 2003, registered Sep 16, 2003 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address