DFX Intelligence

C•••••••• R•• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C•••••••• R•• E••••••••

Advisor at B••••••• W••••• S••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:1c63366b-aab7-3fa5-2535-ca26e87c2214

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••••• S••••••••	Independent wealth	Sep 29, 2020	n/a	yes	SAN ANTONIO, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 24, 2017	May 29, 2020	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••••••• W••••• S••••••••	May 29, 2020	Sep 29, 2020	123	Firm change	Wirehouse to RIA
P•• M•••••• A•••••• S••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 2, 2017

Relationships

Registered with (3)

→ B••••••• W••••• S••••••••Registered adviserregistration: current employment
Sep 29, 2020 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 24, 2017 to May 29, 2020factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2014 to Jun 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c63366b-aab7-3fa5-2535-ca26e87c2214
First observed: Dec 19, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.