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Advisor at WELLS FARGO ADVISORS
WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 6, 2023 | n/a | yes | WASHINGTON, DC | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 10, 2018 | Mar 15, 2023 | no | DALLAS, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 1, 2012 | Dec 20, 2017 | no | NEW YORK, NY|DALLAS, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 23, 2011 | no | Dallas, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 3, 2006 | Jun 1, 2009 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 3, 1999 | Oct 20, 2006 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Mar 15, 2023 | Apr 6, 2023 | 22 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 20, 2017 | Dec 10, 2018 | 355 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | May 23, 2011 | Mar 1, 2012 | 283 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Oct 20, 2006 | Nov 3, 2006 | 14 | Firm change | Other |