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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

JOHN M DAHLE

Advisor at MORGAN STANLEY

Chicago, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 10, 2008
First registration: Sep 1, 2011
Dual registered: yes, broker-dealer
Other names: JOHN MORGAN DAHLE|JOHN MORGAN DAHLE|JOHN DAHLE
IAPD individual key: 2443841

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 6, 2024	n/a	yes	Chicago, IL	Current employment
NEWPORT GROUP CONSULTING, LLC	Institutional manager	Jan 4, 2018	Jul 2, 2024	no	Chicago, IL\|LAKE MARY, FL\|EVANSTON, IL	Previous registration
NEWPORT GROUP SECURITIES, INC.	Former SEC adviser	Jun 13, 2014	Dec 22, 2017	no	EVANSTON, IL\|LAKE MARY, FL\|LAKE MARY, FL\|Lake Mary, FL\|GLENVIEW, IL\|Chicago, IL\|Lake Mary, FL\|Evanston, IL	Previous registration
MULLINTBG ADVISORS	Former SEC adviser	Sep 1, 2011	Jun 5, 2014	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWPORT GROUP CONSULTING, LLC	MORGAN STANLEY	Jul 2, 2024	Aug 6, 2024	35	Firm change	Other
NEWPORT GROUP SECURITIES, INC.	NEWPORT GROUP CONSULTING, LLC	Dec 22, 2017	Jan 4, 2018	13	Channel change	Other
MULLINTBG ADVISORS	NEWPORT GROUP SECURITIES, INC.	Jun 5, 2014	Jun 13, 2014	8	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Aug 6, 2024 to presentfactForm ADV
→ NEWPORT GROUP CONSULTING, LLCRegistered adviserregistration: previous registration
Jan 4, 2018 to Jul 2, 2024factForm ADV
→ NEWPORT GROUP SECURITIES, INC.Registered adviserregistration: previous registration
Jun 13, 2014 to Dec 22, 2017factForm ADV
→ MULLINTBG ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2011 to Jun 5, 2014factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
John M Dahle left Newport Group Consulting, Llc for Morgan Stanley (registered 2024-08-06)
Form ADVobserved 6 days ago