DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Feb 25, 2010
RAUM
$18B
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
95%
$17B individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$925M
derived; firm RAUM over IAPD count
Employees
88
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$18B as of Mar 24, 2026
Mar 30, 2012$210M then
HNW client RAUM$7.0B as of Mar 24, 2026
Mar 30, 2018$259M then
State-registered IARs (5.B.3)20 as of Mar 24, 2026
Mar 30, 20120 then
Employees (5.A)88 as of Mar 24, 2026
Mar 28, 20136 then
Private funds1 as of Mar 23, 2015
Mar 30, 20121 then
RAUM +29% over the last fiscal year+33% a year over threeIARs 19 to 20offices 0 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $925MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2,654derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $211,423derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 39%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.6derivedItem 5.A over advisors
- Advisors per office
- 9.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $1.2BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$9.7B55%
- High-net-worth individuals$7.0B40%
- Pension and profit-sharing plans$436M2.5%
- Corporations and businesses$390M2.2%
- Charitable organizations$32.2M0.2%
- Individual clients
- 47,696reported
- HNW clients
- 2,729reported
- Pension plan clients
- 285reported
- Charitable clients
- 33reported
- Accounts
- 83,125reported
- Financial planning clients
- reported
- Wrap fee programs
- $1.2B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• E• F••••• | Chicago, Il | Sep 18, 2014 | 12 y | 0 |
| J••• M• H••••• | Overland Park, Ks | Nov 14, 2014 | 15 y | 1 |
| C•••• J•••• F•••• | Chicago, Il | Nov 14, 2014 | 16 y | 1 |
| W•••••• A•••••••• S••••••Chartered Financial Analyst | Chicago, Il | Jan 12, 2015 | 16 y | 1 |
| D•••• B•••••• F•••• | Chicago, Il | Jan 13, 2017 | 21 y | 1 |
| J••••• L••• H•••• | Austin, Tx | Sep 22, 2018 | 13 y | 0 |
| T•••••• D••••••• A••••• | Chicago, Il | Jul 22, 2020 | 18 y | 0 |
| L•••••• B••••• R••• | Chicago, Il | Oct 31, 2022 | 12 y | 0 |
| J••••••• W••• | Chicago, Il | Jan 31, 2023 | 10 y | 0 |
| L••• H•••••••• | Chicago, Il | Apr 11, 2023 | 11 y | 0 |
| M•••••• I•• M•••••••• | Chicago, Il | May 3, 2024 | 10 y | 1 |
| R••••• D•••• G••Chartered Financial Analyst | Chicago, Il | Feb 6, 2025 | 13 y | 0 |
| S••••• A• S••••Chartered Financial Analyst | Denver, Co | Sep 10, 2025 | 11 y | 0 |
| J••••• J• M••••• | San Ramon, Ca | Sep 29, 2025 | 24 y | 3 |
| P••••• S•• N•••• | Chicago, Il | Oct 23, 2025 | 43 y | 2 |
| M•••••• J•••• M••••• | Plainfield, Nj | Oct 28, 2025 | 13 y | 1 |
| C•••••• D• S•••••• | Benton, Ar | Jan 5, 2026 | 18 y | 3 |
| K•••• L••••• G••••• | Chicago, Il | Jan 5, 2026 | 38 y | 2 |
| J••• P••••••• | Chicago, Il | Jul 24, 2026 | 20 y | 3 |
Advisor movement
1 left, 6 joined in 12 months
net +5 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 5.3% of current headcount3 left over 36 months
Left, latest
- B•••• C••••••• to S••••• A••••••• W•••••• L••Feb 12, 2026 · RIA to RIA
- E••• M•••••• B••• to S••••• A••••••• W•••••• L••Jun 16, 2025 · RIA to RIA
- P•••••• J•••• K••••• to I•• A••••••• S•••••••• I•••Jul 16, 2024 · RIA to RIA
Joined, latest
- J••• P••••••• from C••••• S••••• A•••••••• I•••Jul 24, 2026 · RIA to RIA
- C•••••• D• S•••••• from F•••• A••••• A•••• M••••••••• L••Jan 5, 2026 · RIA to RIA
- K•••• L••••• G••••• from F•••• A••••• A•••• M••••••••• L••Jan 5, 2026 · RIA to RIA
- M•••••• J•••• M••••• from F•••••• I••••••••• M••••••••• I•••Oct 28, 2025 · RIA to RIA
- P••••• S•• N•••• from F•••••• I••••••••• M••••••••• I•••Oct 23, 2025 · RIA to RIA
- J••••• J• M••••• from F•••••• I••••••••• M••••••••• I•••Sep 29, 2025 · RIA to RIA
- M•••••• I•• M•••••••• from F•••• A••••• A•••• M••••••••• L••May 3, 2024 · RIA to RIA
- P•••••• J•••• K••••• from F•••• A••••• A•••• M••••••••• L••Apr 26, 2024 · RIA to RIA
- D•••• B•••••• F•••• from F••••••• W••••• M••••••••• L••Jan 13, 2017 · Other
- E••• M•••••• B••• from C••••••••• W•••••• L••Nov 9, 2016 · Other
- W•••••• A•••••••• S•••••• from E•••••••• P••Jan 12, 2015 · Other
- C•••• J•••• F•••• from F••••••• W••••• M••••••••• L••Nov 14, 2014 · Other
- J••• M• H••••• from F••••••• W••••• M••••••••• L••Nov 14, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••••• I••••••••• M••••••••• I•••Jul 31, 2025 · South Windsor, Ct
- 3 joined from F•••• A••••• A•••• M••••••••• L••Mar 25, 2024 · Denver, Co · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $805,927 | 3 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••• C••••• J•••• · Ceocontrolsince 08/2013 · owns less than 5%
- H•••••• J•••• M• · President, Chief Operating Officercontrolsince 07/2019 · owns less than 5%
- L••••••••• E•••• C••• · Senior Vice President, Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- R••••••••• B••••••• L• · Senior Vice President, Finance And Hrcontrolsince 01/2024 · owns less than 5%
Entity owners
- G••••••••• L•• · Managing Memberdirect · owns 75% or more
- G•••••••• E••••••••• L•• · Memberindirect · owns 75% or more of G••••••••• L••
- G•••••••• H••••••• L•• · Memberindirect · owns 75% or more of G•••••••• E••••••••• L••
- I••• O••••••••• T••••• F•• G••••• E• O••••••••• · Shareholderindirect · owns 25% to 50% of P•••••• C•••••• G••••• I•••
- L••• O••••••••• T••••• F•• G••••• E• O••••••••• · Shareholderindirect · owns 25% to 50% of P•••••• C•••••• G••••• I•••
- M••••••••• I••• · Shareholderindirect · owns 75% or more of T•• G•••• R•••••••• G•••• I••
- P•••••• C•••••• G••••• I••• · Shareholderindirect · owns 75% or more of M••••••••• I•••
- T•• G•••• R•••••••• G•••• I•• · Memberindirect · owns 75% or more of G•••••••• H••••••• L••
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 19 | 6 | 0 | ||
| Denver, Co | 3 | 0 | 0 | ||
| Leawood, Ks | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 24, 2026private clients per advisor of 2,653.9 against a peer median of 61.3 (231 comparable advisers, 99.0th percentile, 53.3 robust deviations)peers: independent wealth managers, $5B to $20B (231) · 99% percentile
- business activity changedChange between filings · filing Mar 24, 2026wrap fee program participation (Item 5.I): no on the filing of 2025-11-07, yes on the filing of 2026-03-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 24, 2026F••••• C••••• J•••• (CEO) left Schedule A between the filings of 2024-03-28 and 2026-03-24peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 77,019 to 83,125Nov 7, 2025 to Mar 24, 2026
- Advisory employees · 19 to 20Nov 7, 2025 to Mar 24, 2026
- BD registered reps · 1 to 0Nov 7, 2025 to Mar 24, 2026
- Charity clients · 25 to 33Nov 7, 2025 to Mar 24, 2026
- Corporate clients · 245 to 275Nov 7, 2025 to Mar 24, 2026
- HNW clients · 1,930 to 2,729Nov 7, 2025 to Mar 24, 2026
- Individual clients · 47,688 to 47,696Nov 7, 2025 to Mar 24, 2026
- Pension plan clients · 246 to 285Nov 7, 2025 to Mar 24, 2026
- Employees · 60 to 88Nov 7, 2025 to Mar 24, 2026
- State-registered IARs · 19 to 20Nov 7, 2025 to Mar 24, 2026
- Other offices · 0 to 1Nov 7, 2025 to Mar 24, 2026
- Discretionary RAUM · $4.8B to $6.8BNov 7, 2025 to Mar 24, 2026
- HNW RAUM · $4.6B to $7.0BNov 7, 2025 to Mar 24, 2026
- Individual RAUM · $8.4B to $9.7BNov 7, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $8.8B to $11BNov 7, 2025 to Mar 24, 2026
- Pension RAUM · $300M to $436MNov 7, 2025 to Mar 24, 2026
- RAUM · $14B to $18BNov 7, 2025 to Mar 24, 2026
- Wrap assets (manager) · unset to 0.0Nov 7, 2025 to Mar 24, 2026
- Wrap assets (sponsor) · unset to 1195276610.0Nov 7, 2025 to Mar 24, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 28, 2025
- Accounts · 74,593 to 77,019Oct 14, 2024 to Mar 31, 2025
- Advisory employees · 20 to 19Oct 14, 2024 to Mar 31, 2025
- BD registered reps · 3 to 1Oct 14, 2024 to Mar 31, 2025
- Corporate clients · 250 to 245Oct 14, 2024 to Mar 31, 2025
- HNW clients · 3,386 to 1,930Oct 14, 2024 to Mar 31, 2025
- Individual clients · 45,941 to 47,688Oct 14, 2024 to Mar 31, 2025
- Pension plan clients · 214 to 246Oct 14, 2024 to Mar 31, 2025
- State-registered IARs · 20 to 19Oct 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.8B to $4.8BOct 14, 2024 to Mar 31, 2025
- HNW RAUM · $3.8B to $4.6BOct 14, 2024 to Mar 31, 2025
- Individual RAUM · $7.8B to $8.4BOct 14, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $6.5B to $8.8BOct 14, 2024 to Mar 31, 2025
- Pension RAUM · $292M to $300MOct 14, 2024 to Mar 31, 2025
- RAUM · $12B to $14BOct 14, 2024 to Mar 31, 2025
- Accounts · 63,478 to 74,593Apr 24, 2023 to Mar 28, 2024
- Advisory employees · 14 to 20Apr 24, 2023 to Mar 28, 2024
- BD registered reps · 2 to 3Apr 24, 2023 to Mar 28, 2024
- Charity clients · 23 to 25Apr 24, 2023 to Mar 28, 2024
- Corporate clients · 194 to 250Apr 24, 2023 to Mar 28, 2024
- HNW clients · 675 to 3,386Apr 24, 2023 to Mar 28, 2024
Signals
16 dated events
- G•••••••• M••••••••• L•• reported RAUM $17.6B, up 29% from $13.6B (2025-11-07 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- B•••• C••••••• left G•••••••• M••••••••• L•• for S••••• A••••••• W•••••• L•• (registered 2026-08-28)Feb 12, 2026 · Advisor changed firm · fact
- 2 advisors left F•••••• I••••••••• M••••••••• I••• (South Windsor, CT) for G•••••••• M••••••••• L•• on the same dayJul 31, 2025 · Team lift-out · derived
- E••• M•••••• B••• left G•••••••• M••••••••• L•• for S••••• A••••••• W•••••• L•• (registered 2025-06-17)Jun 16, 2025 · Advisor changed firm · fact
- P•••••• J•••• K••••• left G•••••••• M••••••••• L•• for I•• A••••••• S•••••••• I••• (registered 2024-08-19)Jul 16, 2024 · Advisor changed firm · fact
- G•••••••• M••••••••• L•• reported RAUM $12.3B, up 63% from $7.5B (2023-04-24 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- L. B•••••• R••••••••• (Senior Vice President, Finance) appeared on Schedule A of G•••••••• M••••••••• L••Mar 28, 2024 · Control person joined · fact
- Colin Ruthven (Chief Technology Officer) no longer on Schedule A of G•••••••• M••••••••• L•• (listed 2023-04-24, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- F•••• A••••• A•••• M••••••••• L••'s advisors moved to G•••••••• M••••••••• L•• (Denver, CO): 4 of 4 registered, on the same dayMar 25, 2024 · Firm absorbed (people side) · derived
- G•••••••• M••••••••• L•• reported RAUM $7.9B, up 74% from $4.5B (2021-12-14 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- G•••••••• M••••••••• L•• reported RAUM $4.5B, up 122% from $2.0B (2020-05-04 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- G•••••••• M••••••••• L•• reported 10 state-registered advisory representatives, up from 0 (2019-12-13 to 2020-04-16)Apr 16, 2020 · Advisor headcount change · derived
- G•••••••• M••••••••• L•• reported RAUM $2.0B, up 106% from $995.2M (2019-12-13 to 2020-04-16)Apr 16, 2020 · RAUM change · derived
- Cory Evan Lieberman (Vice President, Chief Compliance Officer) appeared on Schedule A of G•••••••• M••••••••• L••Aug 13, 2019 · Control person joined · fact
- G•••••••• M••••••••• L•• reported RAUM $995.2M, up 47% from $676.6M (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- G•••••••• M••••••••• L•• reported RAUM $676.6M, up 47% from $459.3M (2018-01-02 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/geowealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- geowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (312) 219-9160reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $925Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026