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Advisor at AIRE ADVISORS, LLC
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AIRE ADVISORS, LLC | Independent wealth | Nov 20, 2020 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 16, 2011 | Nov 23, 2020 | no | LOS ANGELES, CA|BEVERLY HILLS, CA | Previous registration |
| STOCKCROSS FINANCIAL SERVICES, INC. | n/a | Dec 19, 2008 | Dec 16, 2011 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Sep 23, 2003 | Dec 4, 2006 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AIRE ADVISORS, LLC | Nov 23, 2020 | Nov 20, 2020 | -3 | Firm change | Wirehouse to new firm |
| STOCKCROSS FINANCIAL SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 16, 2011 | Dec 16, 2011 | 0 | Firm change | Other |
| TD AMERITRADE, INC. | STOCKCROSS FINANCIAL SERVICES, INC. | Dec 4, 2006 | Dec 19, 2008 | 746 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:307450:CA:2020-11-23 | Nov 23, 2020 | Nov 20, 2020 | BEVERLY HILLS, CA | Firm change |