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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

DAVID HARRISON GOODLESS

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | COCONUT CREEK, FL

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Search this name across graphsid dfx:ria:1ca00133-b511-c6e5-9e54-e0b824c71193

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Jan 13, 2014
First registration: Jan 24, 2014
Dual registered: yes, broker-dealer
Other names: DAVID HARRISON GOODLESS|DAVID H. GOODLESS
IAPD individual key: 6286965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 10, 2026	n/a	yes	COCONUT CREEK, FL\|PLYMOUTH, MN	Current employment
RBC ROCHDALE, LLC	Bd affiliated wealth	Apr 15, 2021	Mar 4, 2026	no	NEW YORK, NY\|New York, NY\|New York, NY	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Jun 3, 2020	Mar 25, 2021	no	Sarasota, FL\|CONCORD, CA\|Sarasota, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jan 24, 2014	Apr 17, 2020	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC ROCHDALE, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Mar 4, 2026	Feb 10, 2026	-22	Firm change	Ibd to ibd
ASSETMARK, INC.	RBC ROCHDALE, LLC	Mar 25, 2021	Apr 15, 2021	21	Firm change	Ibd to ibd
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	ASSETMARK, INC.	Apr 17, 2020	Jun 3, 2020	47	Firm change	RIA to ibd

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Apr 15, 2021 to Mar 4, 2026factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jun 3, 2020 to Mar 25, 2021factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jan 24, 2014 to Apr 17, 2020factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
David Harrison Goodless left Rbc Rochdale, Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-02-10)
Form ADVobserved 4 days ago