RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• H••••••• G•••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Feb 10, 2026 · Coconut Creek, Fl
- R•• R•••••••• L•• BD affiliatedApr 15, 2021 to Mar 4, 2026 · New York, Ny
- A••••••••• I••• BD affiliatedJun 3, 2020 to Mar 25, 2021 · Sarasota, Fl
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 24, 2014 to Apr 17, 2020 · Sarasota, Fl
- R•• R•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 4, 2026, registered Feb 10, 2026 (-22 days) · Affiliated broker-dealer or bank to another
- A••••••••• I••• to R•• R•••••••• L••left Mar 25, 2021, registered Apr 15, 2021 (21 days) · Affiliated broker-dealer or bank to another
- G••••• F•••••••• P•••••• C••••••• I••• to A••••••••• I•••left Apr 17, 2020, registered Jun 3, 2020 (47 days) · RIA to affiliated broker-dealer or bank
- D•••• H••••••• G••••••• left R•• R•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-02-10)Mar 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address