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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Tanner McMahon

Advisor at CETERA INVESTMENT ADVISERS LLC

FALMOUTH, ME

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Search this name across graphsid dfx:ria:4b3741c7-4aee-cac4-0947-a7c5ea1efa5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 31, 2017
First registration: Jul 17, 2018
Dual registered: yes, broker-dealer
Other names: Tanner James McMahon
IAPD individual key: 6551480

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 21, 2024	n/a	yes	FALMOUTH, ME	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 17, 2020	Jul 6, 2021	no	Mercer Island, WA	Previous registration
EQ WEALTH MANAGEMENT	Independent wealth	Dec 4, 2018	Jan 2, 2020	no	BELLEVUE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jul 17, 2018	Dec 3, 2018	no	Seattle, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Jul 6, 2021	Nov 21, 2024	1,234	Firm change after gap	Ibd to ibd
EQ WEALTH MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 2, 2020	Jan 17, 2020	15	Firm change	RIA to ibd
MORGAN STANLEY	EQ WEALTH MANAGEMENT	Dec 3, 2018	Dec 4, 2018	1	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 17, 2020 to Jul 6, 2021factForm ADV
→ EQ WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 4, 2018 to Jan 2, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 17, 2018 to Dec 3, 2018factForm ADV

Dated events

No dated event names this entity yet.