DFX Intelligence

N••• R•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner22 years in industry

N••• R•••• W••••••

Advisor at A••• F•••••••• C••••••••• L••

Tacoma, WA | CALABASAS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cedb234-690c-f418-49dd-066b44c4f623

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• F•••••••• C••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• F•••••••• C••••••••• L••	Independent wealth	Aug 1, 2017	n/a	yes	Tacoma, WA\|CALABASAS, CA	Current employment
A••••••• A••••••• S•••••••	Former SEC adviser	Sep 23, 2014	Aug 22, 2017	no	Portland, OR\|TACOMA, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••	A••• F•••••••• C••••••••• L••	Aug 22, 2017	Aug 1, 2017	-21	Firm change	Other
R•••••• I•••••••••	A••••••• A••••••• S•••••••	Apr 8, 2011	Sep 23, 2014

Relationships

Registered with (3)

→ A••• F•••••••• C••••••••• L••Registered adviserregistration: current employment
Aug 1, 2017 to presentfactForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 23, 2014 to Aug 22, 2017factForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Jul 13, 2005 to Apr 8, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cedb234-690c-f418-49dd-066b44c4f623
First observed: Jul 13, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.