DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• A••••••• S•••••••• L••
Omaha, NE | LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 7, 2022 | n/a | yes | LINCOLN, NE|Omaha, NE | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 18, 2017 | Aug 5, 2021 | no | LA VISTA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | A••••••• A••••••• S•••••••• L•• | Aug 5, 2021 | Apr 7, 2022 | 245 | Firm change | Ibd to ibd |
| C•••••• I••••••••• M••••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jun 19, 2017 | Jul 18, 2017 |
| C•••••• I••••••••• M••••••••• I••• | Former SEC adviser | Jan 30, 2017 | Jun 19, 2017 | no | Lincoln, NE|BETHESDA, MD | Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Jan 5, 2017 | Jan 19, 2017 | no | LINCOLN, NE | Previous registration |
| 29 |
| Firm change |
| Other |
| A••••••• A••••••• S••••••• | C•••••• I••••••••• M••••••••• I••• | Jan 19, 2017 | Jan 30, 2017 | 11 | Channel change | Other |