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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

CALVERT INVESTMENT MANAGEMENT, INC.

CRD 105512

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7234fffe-3faf-fe80-240d-385759d04d9d

Data as of May 4, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 4, 2017
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2017-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 8
Advisory employees: 0
Accounts: 0
Custody, client assets: $481M
SEC number: 801-17044
CRD: 105512
Filings on the tape: 23
First filed: Mar 29, 2012
Latest filed: May 4, 2017
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMERITAS HOLDING COMPANY	Shareholder	E	yes	06/2010	Oct 25, 2012	May 4, 2017
AMERITAS LIFE INSURANCE CORPORATION	Shareholder	E	yes	06/2010	Oct 25, 2012	May 4, 2017
AMERITAS MUTUAL HOLDING COMPANY	Shareholder	E	yes	01/2006	Oct 25, 2012	May 4, 2017
BENJAMIN, VICKI, STEINBERG	DIRECTOR, CHIEF FINANCIAL OFFICER	Na	yes	12/2016	Mar 31, 2015	May 4, 2017
CALVERT INVESTMENTS, INC.	Shareholder	E	yes	07/1982	Mar 29, 2012	May 4, 2017
ENDERSON, ROBERT, JAMES ALTON	DIRECTOR, TREASURE AND SENIOR VICE PRESIDENT	Na	yes	12/2016	Aug 13, 2014	May 4, 2017
LESTER, WILLIAM, WALLACE	DIRECTOR AND CHAIRMAN	Na	yes	12/2016	Jan 17, 2017	May 4, 2017
KNIPPER, THOMAS, GERARD	CHIEF COMPLIANCE OFFICER	Na	no	12/2016	Jan 17, 2017	May 4, 2017
NIEBLER, ANDREW, KURT	GENERAL COUNSEL AND SENIOR VICE PRESIDENT	Na	no	12/2016	Jan 17, 2017	May 4, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERITAS INVESTMENT PARTNERS, INC.	n/a	Institutional manager	$29B	N	yes	n/a
AMERITAS INVESTMENT CORP	n/a	Former SEC adviser	$7.8B	N	yes	n/a
AMERITAS LIFE INSURANCE CORP OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
AMERITAS LIFE INSURANCE CORPORATION	n/a	n/a	n/a	Y	yes	n/a
CALVERT INVESTMENT DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	$0	$0	10	0	n/a	n/a	n/a
2015	Mar 30, 2016	$12B	$12B	74	33	n/a	n/a	n/a
2014	Mar 31, 2015	$13B	$13B	56	56	n/a	n/a	n/a
2013	Mar 21, 2014	$13B	$13B	56	56	n/a	n/a	n/a
2012	Mar 26, 2013	$12B	$12B	66	66	n/a	n/a	n/a
2011	Mar 29, 2012	$12B	$12B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$0	$12B	-100.0%	$13B	n/a	8	74	n/a	n/a

Relationships

Affiliated with (2)

→ AMERITAS INVESTMENT PARTNERS, INC.Registered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (7)

← ENDERSON, ROBERT, JAMES ALTONOwnerDIRECTOR, TREASURE AND SENIOR VICE PRESIDENT, ownership code NA, individual
Aug 13, 2014 to presentfactForm ADV
← BENJAMIN, VICKI, STEINBERGOwnerDIRECTOR, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← LESTER, WILLIAM, WALLACEOwnerDIRECTOR AND CHAIRMAN, ownership code NA, individual
Jan 17, 2017 to presentfactForm ADV
← AMERITAS HOLDING COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2012 to presentfactForm ADV
← AMERITAS LIFE INSURANCE CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2012 to presentfactForm ADV
← AMERITAS MUTUAL HOLDING COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 25, 2012 to presentfactForm ADV
← CALVERT INVESTMENTS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← KNIPPER, THOMAS, GERARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 17, 2017 to presentfactForm ADV
← NIEBLER, ANDREW, KURTOwnerGENERAL COUNSEL AND SENIOR VICE PRESIDENT, ownership code NA, individual
Jan 17, 2017 to presentfactForm ADV

Registered with (2)

← Tyler Joseph SchubauerAdvisorregistration: previous registration
Jan 30, 2017 to Jun 19, 2017factForm ADV
← EDWARD LAYTON STAUDERMANAdvisorregistration: previous registration
Oct 12, 2007 to Jan 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7234fffe-3faf-fe80-240d-385759d04d9d
First observed: Mar 29, 2012
Last observed: May 4, 2017 114 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CALVERT INVESTMENT MANAGEMENT, INC.

CRD 105512

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7234fffe-3faf-fe80-240d-385759d04d9d

Data as of May 4, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMERITAS HOLDING COMPANY

Shareholder

yes

06/2010

Oct 25, 2012

May 4, 2017

AMERITAS LIFE INSURANCE CORPORATION

Shareholder

yes

06/2010

Oct 25, 2012

May 4, 2017

AMERITAS MUTUAL HOLDING COMPANY

Shareholder

yes

01/2006

Oct 25, 2012

May 4, 2017

BENJAMIN, VICKI, STEINBERG

DIRECTOR, CHIEF FINANCIAL OFFICER

yes

12/2016

Mar 31, 2015

May 4, 2017

CALVERT INVESTMENTS, INC.

Shareholder

yes

07/1982

Mar 29, 2012

May 4, 2017

ENDERSON, ROBERT, JAMES ALTON

DIRECTOR, TREASURE AND SENIOR VICE PRESIDENT

yes

12/2016

Aug 13, 2014

May 4, 2017

LESTER, WILLIAM, WALLACE

DIRECTOR AND CHAIRMAN

yes

12/2016

Jan 17, 2017

May 4, 2017

KNIPPER, THOMAS, GERARD

CHIEF COMPLIANCE OFFICER

12/2016

Jan 17, 2017

May 4, 2017

NIEBLER, ANDREW, KURT

GENERAL COUNSEL AND SENIOR VICE PRESIDENT

12/2016

Jan 17, 2017

May 4, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERITAS INVESTMENT PARTNERS, INC.

n/a

Institutional manager

$29B

yes

n/a

AMERITAS INVESTMENT CORP

n/a

Former SEC adviser

$7.8B

yes

n/a

AMERITAS LIFE INSURANCE CORP OF NEW YORK

n/a

yes

n/a

AMERITAS LIFE INSURANCE CORPORATION

n/a

yes

n/a

CALVERT INVESTMENT DISTRIBUTORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

n/a

2015

Mar 30, 2016

$12B

n/a

2014

Mar 31, 2015

$13B

n/a

2013

Mar 21, 2014

$13B

n/a

2012

Mar 26, 2013

$12B

n/a

2011

Mar 29, 2012

$12B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$12B

-100.0%

$13B

n/a