DFX Intelligence

J••• A•••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••• A•••••••• R••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:1cf30215-0245-488e-a06f-9cc5ee0ca1fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 28, 2025	n/a	yes	NEW YORK, NY	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Apr 4, 2024	Oct 30, 2024	no	BROOKLYN, OH\|Fairfield, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 30, 2024	Aug 28, 2025	302	Firm change	Ibd to wirehouse
E•••• W••••• M••••••••• L••	K•• I••••••••• S••••••• L••	Jul 27, 2022	Apr 4, 2024

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 26, 2015 to Aug 7, 2017factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Apr 4, 2024 to Oct 30, 2024factForm ADV
→ E•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 23, 2022 to Jul 27, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Oct 30, 2024
Advisor changed firm
J••• A•••••••• R•••• left K•• I••••••••• S••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-08-28)
Form ADVobserved 7 days ago
Occurred
Jul 27, 2022
Advisor changed firm
J••• A•••••••• R•••• left E•••• W••••• M••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2024-04-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cf30215-0245-488e-a06f-9cc5ee0ca1fc
First observed: Aug 9, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.