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CRD 299602
MANCHESTER, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| E••••• B•••••••• | n/a | MANCHESTER, CT | BRADENTON, FL | 7 | 36 | 1 | yes |
| P••• A••••• H••••• | n/a | MANCHESTER, CT | 7 | 23 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••••• E••••• | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | C | yes | 11/2018 | Nov 30, 2018 | Jun 28, 2024 |
| L••••• M••••••• A••••• | MANAGING MEMBER | C | yes | 08/2020 | Mar 3, 2021 | Jun 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 20.0% | 0 | 0 | 0 | 0 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $310M | $273M | 13.7% | $419M | -9.5% | 9 | 10 | 1 | 3 |
| yes |
| J••••• D••••••• M•••••• | n/a | MANCHESTER, CT | INDIAN LAND, SC | Indian Land, SC | 6 | 14 | n/a | no |
| G••••• M•••••• M••••••••• | n/a | MANCHESTER, CT | 4 | 30 | 2 | yes |
| N••••••• C•••••• | n/a | MANCHESTER, CT | 2 | 12 | n/a | no |
| H•••••• P•••• A••••• |
| FINANCIAL CONSULTANT |
| A |
| no |
| 01/2023 |
| Jul 27, 2023 |
| Jun 28, 2024 |
| R•••••••• J••••• R•••••• | CHIEF OPERATING OFFICER | A | no | 01/2023 | Jul 27, 2023 | Jun 28, 2024 |
| $310M |
| $310M |
| 9 |
| 5 |
| 1 |
| n/a |
| n/a |
| 2024 | Apr 21, 2025 | $273M | $273M | 10 | 6 | 3 | n/a | n/a |
| 2023 | Mar 6, 2024 | $233M | $233M | 10 | 7 | 5 | n/a | n/a |
| 2022 | Mar 15, 2023 | $419M | $419M | 12 | 10 | 5 | n/a | n/a |
| 2021 | Mar 30, 2022 | $339M | $339M | 12 | 10 | 3 | n/a | n/a |
| 2020 | Mar 3, 2021 | $418M | $418M | 6 | 6 | 3 | n/a | n/a |
| 2019 | Mar 4, 2020 | $343M | $343M | 5 | 5 | 3 | n/a | n/a |