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Advisor at RISE PRIVATE WEALTH MANAGEMENT
BEDFORD, NH | North Andover, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RISE PRIVATE WEALTH MANAGEMENT | Former SEC adviser | Sep 10, 2026 | n/a | yes | BEDFORD, NH | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 17, 2022 | n/a | yes | BEDFORD, NH|North Andover, MA | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Mar 16, 2010 | Jun 21, 2022 | no | DERRY, NH|LONDONDERRY, NH|HUDSON, NH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 25, 2000 | Mar 22, 2010 | no | PORTSMOUTH, NH|Center Valley, PA|PORTSMOUTH, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 21, 2022 | Jun 17, 2022 | -4 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | CITIZENS SECURITIES, INC. | Mar 22, 2010 | Mar 16, 2010 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 39550:6363:NH:2022-06-21 | Jun 21, 2022 | Jun 17, 2022 | HUDSON, NH | Firm change |