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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | JERSEY CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 13, 2025 | n/a | yes | JERSEY CITY, NJ|ST. LOUIS, MO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 11, 2022 | Sep 18, 2025 | no | Merchantville, NJ|FORT MILL, SC | Previous registration |
| PGIM INVESTMENTS LLC | Asset manager | May 10, 2019 | Sep 13, 2022 | no | Newark, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 1, 2018 | Apr 29, 2019 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Sep 18, 2025 | Nov 13, 2025 | 56 | Firm change | Ibd to wirehouse |
| PGIM INVESTMENTS LLC | LPL FINANCIAL LLC | Sep 13, 2022 | Oct 11, 2022 | 28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PGIM INVESTMENTS LLC | Apr 29, 2019 | May 10, 2019 | 11 | Firm change | Other |