DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••••• M••••••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 6862661

Feed of 09/14/2026

Also filed as J••• P•••••• M••••••

At current firm

0 y

since Nov 13, 2025

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Nov 13, 2025 · Jersey City, Nj
L•• F•••••••• L•• BD affiliated
Oct 11, 2022 to Sep 18, 2025 · Merchantville, Nj
P••• I••••••••• L•• asset manager
May 10, 2019 to Sep 13, 2022 · Newark, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 1, 2018 to Apr 29, 2019 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left Sep 18, 2025, registered Nov 13, 2025 (56 days) · Affiliated broker-dealer or bank to wirehouse
P••• I••••••••• L•• to L•• F•••••••• L••
left Sep 13, 2022, registered Oct 11, 2022 (28 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• I••••••••• L••
left Apr 29, 2019, registered May 10, 2019 (11 days) · Other

Signals

J••• P•••••• M•••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-11-13)
Sep 18, 2025 · Advisor changed firm · fact
J••• P•••••• M•••••• left P••• I••••••••• L•• for L•• F•••••••• L•• (registered 2022-10-11)
Sep 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address