DFX Intelligence

L•••••• M••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

L•••••• M••••• C••••

Advisor at S•••• C•••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M••••••••• L••	Independent wealth	Mar 6, 2026	n/a	yes	NEW YORK, NY\|Miami, FL	Current employment
S•••• C•••••• L••	Independent wealth	Dec 9, 2020	n/a	yes	MIAMI, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• I••••••••• A••••••• I•••	S•••• C•••••• L••	Jan 13, 2020	Dec 9, 2020	331	Firm change	Other
R•••••• J•••• • A••••••••• I•••	K••••• I••••••••• A••••••• I•••	Oct 2, 2019	Jan 2, 2020

Relationships

Registered with (4)

→ L••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ S•••• C•••••• L••Registered adviserregistration: current employment
Dec 9, 2020 to presentfactForm ADV
→ K••••• I••••••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2020 to Jan 13, 2020factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 5, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.