RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••••• W••••• M••••••••• L•• independent RIA currentsince Mar 6, 2026 · New York, Ny
- S•••• C•••••• L•• independent RIA currentsince Dec 9, 2020 · Miami, Fl
- K••••• I••••••••• A••••••• I••• formerJan 2, 2020 to Jan 13, 2020 · Fort Lauderdale, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 5, 2014 to Oct 2, 2019 · Coral Gables, Fl
- K••••• I••••••••• A••••••• I••• to S•••• C•••••• L••left Jan 13, 2020, registered Dec 9, 2020 (331 days) · Other
- R•••••• J•••• • A••••••••• I••• to K••••• I••••••••• A••••••• I•••left Oct 2, 2019, registered Jan 2, 2020 (92 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address