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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

KOVACK INTERNATIONAL ADVISORS INC.

CRD 170450

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9698921-76ee-33e5-995e-b43fda5bd8f9

Data as of Mar 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Feb 27, 2014 to Mar 29, 2022
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2022-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-79304
CRD: 170450
Filings on the tape: 14
First filed: Feb 27, 2014
Latest filed: Mar 29, 2022
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOVACK, BRIAN, JOHN	President	C	yes	02/2014	Feb 27, 2014	Mar 29, 2022
KOVACK, PRISCILLA	Shareholder	D	yes	02/2020	Mar 31, 2020	Mar 29, 2022
Mills, James, Chris	EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	11/2019	Apr 3, 2020	Mar 29, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KOVACK ADVISORS, INC.	n/a	Bd affiliated wealth	$6.3B	N	yes	n/a
KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.	n/a	State registered	$48.9M	N	yes	n/a
BRIAN J. KOVACK, P.A.	n/a	n/a	n/a	N	yes	n/a
KOVACK SECURITIES INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 29, 2022	$0	$0	3	1	1	n/a	n/a
2020	Mar 29, 2021	$2.8M	$2.1M	3	3	1	n/a	n/a
2019	Mar 31, 2020	$2.4M	$2.0M	4	4	0	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	2	0	0	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	2	2	0	n/a	n/a
2016	Mar 31, 2017	$0	$0	2	2	n/a	n/a	n/a
2015	Mar 30, 2016	$0	$0	2	2	n/a	n/a	n/a
2014	Mar 31, 2015	$0	$0	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	$2.8M	-100.0%	n/a	n/a	3	3	1	1

Relationships

Affiliated with (2)

→ KOVACK ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ LATIN SECURITIES INCRegistered adviserbroker-dealer, common control
factForm ADV

Controls (3)

← KOVACK, BRIAN, JOHNOwnerPRESIDENT, ownership code C, individual
Feb 27, 2014 to presentfactForm ADV
← Mills, James, ChrisOwnerEXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 3, 2020 to presentfactForm ADV
← KOVACK, PRISCILLAOwnerSHAREHOLDER, ownership code D, individual
Mar 31, 2020 to presentfactForm ADV

Registered with (5)

← JUAN AGUSTIN GONZALEZAdvisorregistration: previous registration
Jul 1, 2019 to Jun 25, 2021factForm ADV
← MICHAEL ALAN ANDREWSAdvisorregistration: previous registration
Nov 21, 2019 to Oct 9, 2020factForm ADV
← LUCIANO MANUEL CUNEOAdvisorregistration: previous registration
Jan 2, 2020 to Jan 13, 2020factForm ADV
← Roger Ivan ToledoAdvisorregistration: previous registration
Jun 28, 2019 to Dec 31, 2019factForm ADV
← CARLOS JAVIER GONZALEZAdvisorregistration: previous registration
Jul 3, 2019 to Nov 21, 2019factForm ADV

Dated events

Occurred
Apr 3, 2020
Control person joined
Chris James Mills (Executive Vice President & Chief Compliance Officer) appeared on Schedule A of Kovack International Advisors Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Control person left
John Ronald Kovack (Chairman) no longer on Schedule A of Kovack International Advisors Inc. (listed 2019-07-30, absent 2020-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Control person joined
Priscilla Kovack (Shareholder) appeared on Schedule A of Kovack International Advisors Inc.
Form ADVobserved 6 days ago
Occurred
Feb 27, 2014
First Form ADV filing
Kovack International Advisors Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9698921-76ee-33e5-995e-b43fda5bd8f9
First observed: Feb 27, 2014
Last observed: Mar 29, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KOVACK INTERNATIONAL ADVISORS INC.

CRD 170450

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9698921-76ee-33e5-995e-b43fda5bd8f9

Data as of Mar 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOVACK, BRIAN, JOHN

President

yes

02/2014

Feb 27, 2014

Mar 29, 2022

KOVACK, PRISCILLA

Shareholder

yes

02/2020

Mar 31, 2020

Mar 29, 2022

Mills, James, Chris

EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

11/2019

Apr 3, 2020

Mar 29, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KOVACK ADVISORS, INC.

n/a

Bd affiliated wealth

$6.3B

yes

n/a

KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

n/a

State registered

$48.9M

yes

n/a

BRIAN J. KOVACK, P.A.

n/a

yes

n/a

KOVACK SECURITIES INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Miami

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 29, 2022

n/a

2020

Mar 29, 2021

$2.8M

$2.1M

n/a

2019

Mar 31, 2020

$2.4M

$2.0M

n/a

2018

Mar 29, 2019

n/a

2017

Mar 29, 2018

n/a

2016

Mar 31, 2017

n/a

2015

Mar 30, 2016

n/a

2014

Mar 31, 2015

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$2.8M

-100.0%

n/a