DFX Intelligence

Data Factory

S•••••• V•••••• H••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst28 years in industry

S•••••• V•••••• H••

Advisor at B••••••• C•••••• M••••••••• L••

UPPERCO, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d0f22fb-06dd-ef84-6f99-bde02618e482

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• C•••••• M••••••••• L••	State registered	Jan 2, 2026	n/a	yes	UPPERCO, MD	Current employment
P••••••••• W••••• M•••••••••	Independent wealth	Oct 15, 2020	Jul 8, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• W••••• M•••••••••	B••••••• C•••••• M••••••••• L••	Jul 8, 2024	Jan 2, 2026	543	Firm change after gap	RIA to state RIA
B••••••• C•••••• M•••••••••	P••••••••• W••••• M•••••••••	Jan 10, 2021

Relationships

Registered with (6)

→ B••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ P••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 15, 2020 to Jul 8, 2024factForm ADV
→ B••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 23, 2018 to Jan 10, 2021factForm ADV
→ H•••• C•••••• M•••••••••

Dated events

Occurred
Jul 8, 2024
Advisor changed firm
S•••••• V•••••• H•• left P••••••••• W••••• M••••••••• for B••••••• C•••••• M••••••••• L•• (registered 2026-01-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d0f22fb-06dd-ef84-6f99-bde02618e482
First observed: Apr 9, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.