RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• V•••••• H••
- B••••••• C•••••• M••••••••• L•• state registered currentsince Jan 2, 2026 · Upperco, Md
- P••••••••• W••••• M••••••••• independent RIAOct 15, 2020 to Jul 8, 2024 · Towson, Md
- B••••••• C•••••• M••••••••• unclassifiedJul 23, 2018 to Jan 10, 2021 · Hunt Valley, Md
- H•••• C•••••• M••••••••• formerNov 21, 2016 to Jul 26, 2018 · Hunt Valley, Md
- T•• L• W••••• C••••••••• I•• independent RIAApr 14, 2008 to Mar 3, 2009 · Timonium, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedApr 9, 1998 to Apr 15, 2005 · Baltimore, Md
- P••••••••• W••••• M••••••••• to B••••••• C•••••• M••••••••• L••left Jul 8, 2024, registered Jan 2, 2026 (543 days) · RIA to a state-registered adviser
- B••••••• C•••••• M••••••••• to P••••••••• W••••• M•••••••••left Jan 10, 2021, registered Oct 15, 2020 (-87 days) · Other
- H•••• C•••••• M••••••••• to B••••••• C•••••• M•••••••••left Jul 26, 2018, registered Jul 23, 2018 (-3 days) · Other
- T•• L• W••••• C••••••••• I•• to H•••• C•••••• M•••••••••left Mar 3, 2009, registered Nov 21, 2016 (2820 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to T•• L• W••••• C••••••••• I••left Apr 15, 2005, registered Apr 14, 2008 (1095 days) · Other
- S•••••• V•••••• H•• left P••••••••• W••••• M••••••••• for B••••••• C•••••• M••••••••• L•• (registered 2026-01-02)Jul 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address