DFX Intelligence

T•• L• W••••• C••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•• L• W••••• C••••••••• I••

CRD 108001

TIMONIUM, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2a5d96e-f88d-df09-8c5b-9718248d971a

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 5
On other graphs: 0
Observed: Dec 2, 2011 to Aug 5, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=14.0
Regulatory AUM: $802M••• Locked
Discretionary RAUM: $802M
Private client RAUM: $745Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $89.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• J••••• G•••••••	n/a	TIMONIUM, MD	22	33	n/a	yes
E•••• S•••• K••••••••	Certified Financial Planner\|Chartered Financial Analyst	TIMONIUM, MD	22	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••••• R••• P•••••••• C••••	Owner	E	yes	05/2021	Apr 1, 2022	May 8, 2024
F•• H•••••••• C••••	Owner	E	yes	05/2021	Apr 1, 2022	May 8, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
BEVERLY HILLS	CA	United States	2	yes
Duxbury	Ma	United States	1	no
Haddonfield	Nj	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	1	0	2	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$802M	$745M	7.8%	$606M	9.8%	38	42	3	3

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• P•••••••	2	Jun 6, 2022	Jan 24, 2022	BEVERLY HILLS, CA	Team lift out	Other	100.0%

Relationships

Registered with (18)

← R•••••• D••• S•••••Advisorregistration: current employment
Jan 12, 2026 to presentfactForm ADV
← R•••••• P••••Advisorregistration: current employment
Nov 26, 2024 to presentfactForm ADV
← E••••• A• D••••Advisorregistration: current employment
Jul 17, 2024 to presentfactForm ADV
← M•••••• T••••• A•••••••

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 6, 2022
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
Apr 1, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2a5d96e-f88d-df09-8c5b-9718248d971a
First observed: Dec 2, 2011
Last observed: Aug 5, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.