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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

John Michael Stoken

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Chicago, IL

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Search this name across graphsid dfx:ria:1d12d4c1-3212-cb71-bc61-23ccf0fda3bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 11, 2004
First registration: Jul 22, 2004
Dual registered: yes, broker-dealer
Other names: John Michael Stoken|John Stoken|John M Stoken
IAPD individual key: 2375044

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 2, 2025	n/a	yes	Chicago, IL	Current employment
IHT WEALTH MANAGEMENT LLC	Bd affiliated wealth	Sep 7, 2021	Apr 29, 2025	no	CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 11, 2017	Sep 4, 2021	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 18, 2006	Dec 15, 2017	no	Northbrook, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 22, 2004	Jul 5, 2006	no	CHICAGO, IL\|NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IHT WEALTH MANAGEMENT LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 29, 2025	Apr 2, 2025	-27	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	IHT WEALTH MANAGEMENT LLC	Sep 4, 2021	Sep 7, 2021	3	Firm change	Wirehouse to RIA
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Dec 15, 2017	Dec 11, 2017	-4	Firm change	Ibd to wirehouse
MORGAN STANLEY DW INC.	CHARLES SCHWAB & CO., INC.	Jul 5, 2006	Jul 18, 2006	13	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 2, 2025 to presentfactForm ADV
→ IHT WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 7, 2021 to Apr 29, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 11, 2017 to Sep 4, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 18, 2006 to Dec 15, 2017factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 22, 2004 to Jul 5, 2006factForm ADV

Dated events

Occurred
Apr 29, 2025
Advisor changed firm
John Michael Stoken left Iht Wealth Management Llc for Ameriprise Financial Services, Llc (registered 2025-04-02)
Form ADVobserved 6 days ago