DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Michael Stoken
Certified Financial Planner
Feed of 09/14/2026
Also filed as John Michael Stoken
At current firm
1 y
since Apr 2, 2025
In the industry
22 y
since May 11, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Apr 2, 2025 · Chicago, Il
- Iht Wealth Management LLC BD affiliatedSep 7, 2021 to Apr 29, 2025 · Chicago, Il
- J.P. Morgan Securities LLC wirehouseDec 11, 2017 to Sep 4, 2021 · Chicago, Il
- Charles Schwab & Co., Inc. national BDJul 18, 2006 to Dec 15, 2017 · Northbrook, Il
- Morgan Stanley Dw Inc. unclassifiedJul 22, 2004 to Jul 5, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Iht Wealth Management LLC to Ameriprise Financial Services, LLCleft Apr 29, 2025, registered Apr 2, 2025 (-27 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Iht Wealth Management LLCleft Sep 4, 2021, registered Sep 7, 2021 (3 days) · Wirehouse to independent RIA
- Charles Schwab & Co., Inc. to J.P. Morgan Securities LLCleft Dec 15, 2017, registered Dec 11, 2017 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Stanley Dw Inc. to Charles Schwab & Co., Inc.left Jul 5, 2006, registered Jul 18, 2006 (13 days) · Other
Signals
- John Michael Stoken left Iht Wealth Management Llc for Ameriprise Financial Services, Llc (registered 2025-04-02)Apr 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address