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CRD 166688
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• W•••••• S••••••••• | Certified Financial Planner | Arlington, TX | FORT WORTH, TX | WEATHERFORD, TX | 13 | 23 | 3 | no |
| K•••• N••••• B••••••• | Certified Financial Planner | FORT WORTH, TX | 8 | 27 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••••••• J•••••• W•••••• | MANAGING MEMBER AND CCO | E | yes | 01/2013 | Jun 3, 2019 | Aug 14, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 3 | 2 | 37.5% | 3 | 1 | 0 | 5 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $430M | $320M | 34.5% | $196M | 29.9% | 19 | 5 | 0 | 0 |
| no |
| S•••••• B•••• L••••••• | n/a | Arlington, TX | FORT WORTH, TX | 1 | 12 | 6 | no |
| D•••• J• T•••••• | n/a | FORT WORTH, TX | 1 | 11 | n/a | no |
| B•••• M•••••• K••••• | Chartered Financial Analyst | FORT WORTH, TX | 0 | 17 | 1 | no |
| C••••••••• W••• C••••• | n/a | Atascadero, CA | FORT WORTH, TX | 0 | 12 | 2 | no |
| J•••• L••••• B•••••• | n/a | FORT WORTH, TX | 0 | 19 | 3 | no |
| J••• R••••• G••••••• | n/a | FORT WORTH, TX | 0 | 14 | 4 | no |
| $430M |
| $425M |
| 19 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $320M | $0 | 5 | 5 | 0 | n/a | n/a |
| 2023 | Apr 1, 2024 | $249M | $249M | 5 | 5 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $196M | $0 | 4 | 4 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $222M | $222M | 4 | 4 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $159M | $159M | 2 | 2 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $135M | $135M | 2 | 2 | 0 | n/a | n/a |